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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$267M
AUM Growth
+$12.5M
Cap. Flow
+$18.1M
Cap. Flow %
6.76%
Top 10 Hldgs %
57.96%
Holding
455
New
72
Increased
39
Reduced
52
Closed
49

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.1M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.48M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.75M
4
PJT icon
PJT Partners
PJT
+$3.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.02M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.81M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$3.25M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$1.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALU
351
DELISTED
Alcatel-Lucent
ALU
$4K ﹤0.01%
976
– –
NAVG
352
DELISTED
Navigators Group Inc
NAVG
$4K ﹤0.01%
100
– –
AAL icon
353
American Airlines Group
AAL
$10.8B
$3K ﹤0.01%
72
– –
EMLC icon
354
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$3K ﹤0.01%
+98
New +$3.46K
ENB icon
355
Enbridge
ENB
$118B
$3K ﹤0.01%
100
– –
HOPE icon
356
Hope Bancorp
HOPE
$1.81B
$3K ﹤0.01%
200
– –
LTBR icon
357
Lightbridge
LTBR
$280M
$3K ﹤0.01%
55
– –
OZK icon
358
Bank OZK
OZK
$5.66B
$3K ﹤0.01%
60
– –
SHY icon
359
iShares 1-3 Year Treasury Bond ETF
SHY
$25B
$3K ﹤0.01%
35
– –
TOL icon
360
Toll Brothers
TOL
$13.9B
$3K ﹤0.01%
87
– –
XLF icon
361
State Street Financial Select Sector SPDR ETF
XLF
$57.9B
$3K ﹤0.01%
162
– –
MRO
362
DELISTED
Marathon Oil Corporation
MRO
$3K ﹤0.01%
200
– –
PX
363
DELISTED
Praxair Inc
PX
$3K ﹤0.01%
25
– –
EMC
364
DELISTED
EMC CORPORATION
EMC
$3K ﹤0.01%
112
– –
CB
365
DELISTED
CHUBB CORPORATION
CB
$3K ﹤0.01%
25
– –
AMT icon
366
American Tower
AMT
$80.9B
$2K ﹤0.01%
25
– –
ASH icon
367
Ashland
ASH
$3.3B
$2K ﹤0.01%
37
– –
DVYE icon
368
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$2K ﹤0.01%
+50
New +$1.61K
EWT icon
369
iShares MSCI Taiwan ETF
EWT
$10.1B
$2K ﹤0.01%
93
– –
FWONA icon
370
Liberty Media Series A
FWONA
$22.4B
$2K ﹤0.01%
74
-447
-86% -$11.9K
GEF icon
371
Greif
GEF
$4.92B
$2K ﹤0.01%
50
– –
GM icon
372
General Motors
GM
$80.3B
$2K ﹤0.01%
51
– –
HPE icon
373
Hewlett Packard
HPE
$64.4B
$2K ﹤0.01%
+172
New +$1.44K
MSI icon
374
Motorola Solutions
MSI
$73.2B
$2K ﹤0.01%
28
– –
NOK icon
375
Nokia
NOK
$51.5B
$2K ﹤0.01%
265
– –
13 14
15
16 17

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SCA
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Klingman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Klingman & Associates held 455 positions worth $267M, up 4.9% from $255M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Klingman & Associates deployed $18.1M of net new capital in Q4 2015, opening 72 new positions and adding to 39 existing holdings. Its largest new stake was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 3.3% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.81M trimmed.

  • Klingman & Associates's largest Q4 2015 buy was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.
  • Klingman & Associates added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2015, an estimated $12.1M increase.
  • Klingman & Associates's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.81M.
  • Klingman & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2015, selling an estimated $693K.
  • Klingman & Associates's ten largest holdings make up 58% of its $267M portfolio in Q4 2015.
  • Klingman & Associates opened 72 new positions and closed 49 in Q4 2015.
  • Klingman & Associates's portfolio value rose 4.9% quarter-over-quarter to $267M.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.