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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$254M
AUM Growth
+$11M
Cap. Flow
+$17.4M
Cap. Flow %
6.84%
Top 10 Hldgs %
64.19%
Holding
420
New
44
Increased
67
Reduced
27
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.78M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.59M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.25M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$794K

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$798K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$298K
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$116K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107K
5
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$88K

Sector Composition

Rank Sector Weight
1 Financials 3.23%
2 Healthcare 1.06%
3 Technology 0.91%
4 Consumer Staples 0.89%
5 Energy 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXQ
351
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$5K ﹤0.01%
398
– –
MON
352
DELISTED
Monsanto Co
MON
$5K ﹤0.01%
49
– –
BDX icon
353
Becton Dickinson
BDX
$46.4B
$4K ﹤0.01%
26
– –
EWA icon
354
iShares MSCI Australia ETF
EWA
$1.38B
$4K ﹤0.01%
200
– –
K
355
DELISTED
Kellanova
K
$4K ﹤0.01%
+69
New +$4.12K
LBRDA icon
356
Liberty Broadband Class A
LBRDA
$4.89B
$4K ﹤0.01%
87
– –
LTBR icon
357
Lightbridge
LTBR
$251M
$4K ﹤0.01%
55
– –
TROW icon
358
T. Rowe Price
TROW
$25.5B
$4K ﹤0.01%
50
– –
VHC icon
359
VirnetX Holding Corp
VHC
$53.8M
$4K ﹤0.01%
+50
New +$5.75K
VTN icon
360
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
$4K ﹤0.01%
300
– –
WEC icon
361
WEC Energy
WEC
$36.3B
$4K ﹤0.01%
+85
New +$4.08K
WTRG icon
362
Essential Utilities
WTRG
$11.5B
$4K ﹤0.01%
156
– –
XHB icon
363
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$4K ﹤0.01%
100
– –
TUP
364
DELISTED
Tupperware Brands Corporation
TUP
$4K ﹤0.01%
+65
New +$4.36K
ERF
365
DELISTED
Enerplus Corporation
ERF
$4K ﹤0.01%
500
– –
RDS.A
366
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$4K ﹤0.01%
+73
New +$4.44K
ALU
367
DELISTED
Alcatel-Lucent
ALU
$4K ﹤0.01%
976
– –
NAVG
368
DELISTED
Navigators Group Inc
NAVG
$4K ﹤0.01%
100
– –
TWC
369
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$4K ﹤0.01%
25
– –
AAL icon
370
American Airlines Group
AAL
$9.82B
$3K ﹤0.01%
72
– –
ES icon
371
Eversource Energy
ES
$28.1B
$3K ﹤0.01%
76
– –
EWT icon
372
iShares MSCI Taiwan ETF
EWT
$9.13B
$3K ﹤0.01%
93
– –
HOPE icon
373
Hope Bancorp
HOPE
$1.8B
$3K ﹤0.01%
200
– –
OZK icon
374
Bank OZK
OZK
$5.63B
$3K ﹤0.01%
60
– –
SHY icon
375
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3K ﹤0.01%
35
– –
13 14
15
16 17

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HFM
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EC
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G
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MC
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SCA
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BAM
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Klingman & Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Klingman & Associates held 420 positions worth $254M, up 4.5% from $243M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $17.4M of net new capital in Q2 2015, opening 44 new positions and adding to 67 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 5,335 shares worth $619K.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $798K trimmed.

  • Klingman & Associates's largest Q2 2015 buy was iShares Russell 1000 ETF: 5,335 shares worth $619K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2015, an estimated $6.78M increase.
  • Klingman & Associates's biggest Q2 2015 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $798K.
  • Klingman & Associates fully exited State Street SPDR S&P International Dividend ETF in Q2 2015, selling an estimated $88K.
  • Klingman & Associates's ten largest holdings make up 64% of its $254M portfolio in Q2 2015.
  • Klingman & Associates opened 44 new positions and closed 9 in Q2 2015.
  • Klingman & Associates's portfolio value rose 4.5% quarter-over-quarter to $254M.

Based on Klingman & Associates's 13F filing for Q2 2015, filed 9 Feb 2016.