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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.72%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$332M
AUM Growth
+$22.8M
Cap. Flow
+$14.8M
Cap. Flow %
4.46%
Top 10 Hldgs %
63.36%
Holding
408
New
19
Increased
50
Reduced
52
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.85M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.77M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.73M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.48M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.4M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.82M
2
RY icon
Royal Bank of Canada
RY
+$738K
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$508K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$330K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$320K

Sector Composition

Rank Sector Weight
1 Financials 3.32%
2 Healthcare 0.78%
3 Consumer Staples 0.75%
4 Technology 0.67%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAKE icon
326
Cheesecake Factory
CAKE
$5.03B
$5K ﹤0.01%
93
– –
NOK icon
327
Nokia
NOK
$46.9B
$5K ﹤0.01%
801
– –
PCY icon
328
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$5K ﹤0.01%
176
– –
VTN icon
329
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
$5K ﹤0.01%
300
– –
WTW icon
330
Willis Towers Watson
WTW
$29.8B
$5K ﹤0.01%
37
– –
STON
331
DELISTED
StoneMor Inc.
STON
$5K ﹤0.01%
200
– –
NAVG
332
DELISTED
Navigators Group Inc
NAVG
$5K ﹤0.01%
100
– –
BDX icon
333
Becton Dickinson
BDX
$46.4B
$4K ﹤0.01%
26
– –
EMLC icon
334
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$4K ﹤0.01%
98
– –
GSK icon
335
GSK
GSK
$107B
$4K ﹤0.01%
80
-480
-86% -$26.3K
LUMN icon
336
Lumen
LUMN
$6.43B
$4K ﹤0.01%
164
-500
-75% -$14.6K
TWLO icon
337
Twilio
TWLO
$28.6B
$4K ﹤0.01%
+57
New +$2.85K
MNK
338
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$4K ﹤0.01%
54
– –
S
339
DELISTED
Sprint Corporation
S
$4K ﹤0.01%
627
– –
AAL icon
340
American Airlines Group
AAL
$9.82B
$3K ﹤0.01%
72
– –
EWT icon
341
iShares MSCI Taiwan ETF
EWT
$9.13B
$3K ﹤0.01%
93
– –
GM icon
342
General Motors
GM
$80.9B
$3K ﹤0.01%
98
+47
+92% +$1.47K
SHAK icon
343
Shake Shack
SHAK
$2.54B
$3K ﹤0.01%
+84
New +$3.11K
SHY icon
344
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3K ﹤0.01%
35
-452
-93% -$38.5K
TROW icon
345
T. Rowe Price
TROW
$25.5B
$3K ﹤0.01%
50
– –
XLF icon
346
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$3K ﹤0.01%
142
-20
-12% -$413
MRO
347
DELISTED
Marathon Oil Corporation
MRO
$3K ﹤0.01%
200
– –
ASH icon
348
Ashland
ASH
$3.34B
$2K ﹤0.01%
37
– –
OZK icon
349
Bank OZK
OZK
$5.63B
$2K ﹤0.01%
60
– –
SAN icon
350
Banco Santander
SAN
$191B
$2K ﹤0.01%
360
– –
12 13
14
15 16

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HFM
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EC
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G
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MC
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SCA
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BAM
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Klingman & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Klingman & Associates held 408 positions worth $332M, up 7.4% from $309M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $14.8M of net new capital in Q3 2016, opening 19 new positions and adding to 50 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 12,679 shares worth $1.29M.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 3.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Royal Bank of Canada, an estimated $738K trimmed.

  • Klingman & Associates's largest Q3 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 12,679 shares worth $1.29M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2016, an estimated $3.85M increase.
  • Klingman & Associates's biggest Q3 2016 reduction was Royal Bank of Canada, cutting an estimated $738K.
  • Klingman & Associates fully exited iShares Preferred and Income Securities ETF in Q3 2016, selling an estimated $1.82M.
  • Klingman & Associates's ten largest holdings make up 63% of its $332M portfolio in Q3 2016.
  • Klingman & Associates opened 19 new positions and closed 31 in Q3 2016.
  • Klingman & Associates's portfolio value rose 7.4% quarter-over-quarter to $332M.

Based on Klingman & Associates's 13F filing for Q3 2016, filed 19 Oct 2016.