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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAG icon
326
Conagra Brands
CAG
$7.19B
$5K ﹤0.01%
149
– –
CAKE icon
327
Cheesecake Factory
CAKE
$5.03B
$5K ﹤0.01%
93
– –
ITB icon
328
iShares US Home Construction ETF
ITB
$2.29B
$5K ﹤0.01%
200
– –
NOK icon
329
Nokia
NOK
$50.7B
$5K ﹤0.01%
801
+536
+202% +$3.43K
PCY icon
330
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$5K ﹤0.01%
176
– –
TTE icon
331
TotalEnergies
TTE
$193B
$5K ﹤0.01%
100
– –
VTN icon
332
Invesco Trust for Investment Grade New York Municipals
VTN
$160M
$5K ﹤0.01%
300
– –
STON
333
DELISTED
StoneMor Inc.
STON
$5K ﹤0.01%
200
– –
SINA
334
DELISTED
Sina Corp
SINA
$5K ﹤0.01%
115
– –
BXE
335
DELISTED
Bellatrix Exploration Ltd.
BXE
$5K ﹤0.01%
+1,030
New +$5.58K
TWC
336
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$5K ﹤0.01%
25
– –
ATAXZ
337
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$5K ﹤0.01%
1,000
– –
BDX icon
338
Becton Dickinson
BDX
$45.6B
$4K ﹤0.01%
26
– –
DBC icon
339
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$4K ﹤0.01%
310
– –
EMLC icon
340
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$4K ﹤0.01%
98
– –
ENB icon
341
Enbridge
ENB
$121B
$4K ﹤0.01%
100
– –
ES icon
342
Eversource Energy
ES
$27.8B
$4K ﹤0.01%
+76
New +$4.15K
SBUX icon
343
Starbucks
SBUX
$121B
$4K ﹤0.01%
74
– –
TRGP icon
344
Targa Resources
TRGP
$57.6B
$4K ﹤0.01%
+144
New +$3.43K
TROW icon
345
T. Rowe Price
TROW
$25.6B
$4K ﹤0.01%
50
– –
KYE
346
DELISTED
Kayne Anderson Energy
KYE
$4K ﹤0.01%
500
– –
MON
347
DELISTED
Monsanto Co
MON
$4K ﹤0.01%
49
– –
NAVG
348
DELISTED
Navigators Group Inc
NAVG
$4K ﹤0.01%
100
– –
AAL icon
349
American Airlines Group
AAL
$10.2B
$3K ﹤0.01%
72
– –
AMT icon
350
American Tower
AMT
$81.3B
$3K ﹤0.01%
25
– –
12 13
14
15 16

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HFM
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EC
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G
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SCA
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BAM
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Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.