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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$267M
AUM Growth
+$12.5M
Cap. Flow
+$18.1M
Cap. Flow %
6.76%
Top 10 Hldgs %
57.96%
Holding
455
New
72
Increased
39
Reduced
52
Closed
49

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.1M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.48M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.75M
4
PJT icon
PJT Partners
PJT
+$3.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.02M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.81M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$3.25M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$1.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
326
Aflac
AFL
$64.9B
$6K ﹤0.01%
200
– –
AMLP icon
327
Alerian MLP ETF
AMLP
$13B
$6K ﹤0.01%
100
– –
CRM icon
328
Salesforce
CRM
$151B
$6K ﹤0.01%
80
– –
PCF
329
High Income Securities Fund
PCF
$98.8M
$6K ﹤0.01%
+767
New +$5.64K
PML
330
PIMCO Municipal Income Fund II
PML
$485M
$6K ﹤0.01%
+500
New +$6.12K
SINA
331
DELISTED
Sina Corp
SINA
$6K ﹤0.01%
115
– –
CAG icon
332
Conagra Brands
CAG
$6.94B
$5K ﹤0.01%
149
– –
ITB icon
333
iShares US Home Construction ETF
ITB
$2.26B
$5K ﹤0.01%
200
– –
PCY icon
334
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$5K ﹤0.01%
+176
New +$4.9K
PNR icon
335
Pentair
PNR
$10.4B
$5K ﹤0.01%
153
– –
WTW icon
336
Willis Towers Watson
WTW
$31.2B
$5K ﹤0.01%
38
– –
STON
337
DELISTED
StoneMor Inc.
STON
$5K ﹤0.01%
200
-475
-70% -$13.5K
NXQ
338
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$5K ﹤0.01%
+398
New +$5.33K
MON
339
DELISTED
Monsanto Co
MON
$5K ﹤0.01%
49
– –
TWC
340
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$5K ﹤0.01%
25
– –
ATAXZ
341
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$5K ﹤0.01%
+1,000
New +$5K
BDX icon
342
Becton Dickinson
BDX
$45.6B
$4K ﹤0.01%
26
– –
CAKE icon
343
Cheesecake Factory
CAKE
$5.04B
$4K ﹤0.01%
93
– –
DBC icon
344
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$4K ﹤0.01%
310
-109,607
-100% -$1.59M
SBUX icon
345
Starbucks
SBUX
$120B
$4K ﹤0.01%
74
– –
TROW icon
346
T. Rowe Price
TROW
$23.9B
$4K ﹤0.01%
50
– –
TTE icon
347
TotalEnergies
TTE
$195B
$4K ﹤0.01%
100
– –
VTN icon
348
Invesco Trust for Investment Grade New York Municipals
VTN
$159M
$4K ﹤0.01%
+300
New +$4.24K
MNK
349
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$4K ﹤0.01%
54
– –
KYE
350
DELISTED
Kayne Anderson Energy
KYE
$4K ﹤0.01%
+500
New +$6.16K
12 13
14
15 16

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Klingman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Klingman & Associates held 455 positions worth $267M, up 4.9% from $255M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Klingman & Associates deployed $18.1M of net new capital in Q4 2015, opening 72 new positions and adding to 39 existing holdings. Its largest new stake was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 3.3% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.81M trimmed.

  • Klingman & Associates's largest Q4 2015 buy was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.
  • Klingman & Associates added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2015, an estimated $12.1M increase.
  • Klingman & Associates's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.81M.
  • Klingman & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2015, selling an estimated $693K.
  • Klingman & Associates's ten largest holdings make up 58% of its $267M portfolio in Q4 2015.
  • Klingman & Associates opened 72 new positions and closed 49 in Q4 2015.
  • Klingman & Associates's portfolio value rose 4.9% quarter-over-quarter to $267M.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.