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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$254M
AUM Growth
+$11M
Cap. Flow
+$17.4M
Cap. Flow %
6.84%
Top 10 Hldgs %
64.19%
Holding
420
New
44
Increased
67
Reduced
27
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.78M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.59M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.25M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$794K

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$798K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$298K
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$116K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107K
5
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$88K

Sector Composition

Rank Sector Weight
1 Financials 3.23%
2 Healthcare 1.06%
3 Technology 0.91%
4 Consumer Staples 0.89%
5 Energy 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQI
326
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$8K ﹤0.01%
600
– –
NUO
327
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$8K ﹤0.01%
559
– –
EZU icon
328
iShare MSCI Eurozone ETF
EZU
$9.38B
$7K ﹤0.01%
185
– –
PNR icon
329
Pentair
PNR
$10.8B
$7K ﹤0.01%
153
– –
RIO icon
330
Rio Tinto
RIO
$152B
$7K ﹤0.01%
+167
New +$7.33K
SJM icon
331
J.M. Smucker
SJM
$13.5B
$7K ﹤0.01%
69
– –
ADT
332
DELISTED
ADT Corp
ADT
$7K ﹤0.01%
216
– –
AFL icon
333
Aflac
AFL
$65.5B
$6K ﹤0.01%
200
– –
LHX icon
334
L3Harris
LHX
$55.4B
$6K ﹤0.01%
+81
New +$6.43K
PCF
335
High Income Securities Fund
PCF
$98.8M
$6K ﹤0.01%
767
– –
PML
336
PIMCO Municipal Income Fund II
PML
$487M
$6K ﹤0.01%
500
– –
STON
337
DELISTED
StoneMor Inc.
STON
$6K ﹤0.01%
200
– –
SINA
338
DELISTED
Sina Corp
SINA
$6K ﹤0.01%
115
– –
MNK
339
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$6K ﹤0.01%
54
– –
AMID
340
DELISTED
American Midstream Partners, LP
AMID
$6K ﹤0.01%
400
– –
DD
341
DELISTED
Du Pont De Nemours E I
DD
$6K ﹤0.01%
105
– –
AEP icon
342
American Electric Power
AEP
$70.4B
$5K ﹤0.01%
100
– –
AVY icon
343
Avery Dennison
AVY
$12.8B
$5K ﹤0.01%
+87
New +$5.06K
CAG icon
344
Conagra Brands
CAG
$7.42B
$5K ﹤0.01%
+149
New +$4.47K
CAKE icon
345
Cheesecake Factory
CAKE
$5.03B
$5K ﹤0.01%
93
– –
ENB icon
346
Enbridge
ENB
$120B
$5K ﹤0.01%
100
– –
ITB icon
347
iShares US Home Construction ETF
ITB
$2.32B
$5K ﹤0.01%
200
– –
OHI icon
348
Omega Healthcare
OHI
$15.3B
$5K ﹤0.01%
150
– –
WTW icon
349
Willis Towers Watson
WTW
$29.8B
$5K ﹤0.01%
38
– –
MRO
350
DELISTED
Marathon Oil Corporation
MRO
$5K ﹤0.01%
200
– –
12 13
14
15 16

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SCA
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Klingman & Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Klingman & Associates held 420 positions worth $254M, up 4.5% from $243M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $17.4M of net new capital in Q2 2015, opening 44 new positions and adding to 67 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 5,335 shares worth $619K.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $798K trimmed.

  • Klingman & Associates's largest Q2 2015 buy was iShares Russell 1000 ETF: 5,335 shares worth $619K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2015, an estimated $6.78M increase.
  • Klingman & Associates's biggest Q2 2015 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $798K.
  • Klingman & Associates fully exited State Street SPDR S&P International Dividend ETF in Q2 2015, selling an estimated $88K.
  • Klingman & Associates's ten largest holdings make up 64% of its $254M portfolio in Q2 2015.
  • Klingman & Associates opened 44 new positions and closed 9 in Q2 2015.
  • Klingman & Associates's portfolio value rose 4.5% quarter-over-quarter to $254M.

Based on Klingman & Associates's 13F filing for Q2 2015, filed 9 Feb 2016.