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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
301
iShares Core MSCI EAFE ETF
IEFA
$190B
$9K ﹤0.01%
+163
New +$8.31K
SJM icon
302
J.M. Smucker
SJM
$12.9B
$9K ﹤0.01%
68
– –
SPH icon
303
Suburban Propane Partners
SPH
$1.23B
$9K ﹤0.01%
300
– –
TEF
304
DELISTED
Telefonica
TEF
$9K ﹤0.01%
1,005
– –
TRMB icon
305
Trimble
TRMB
$13.2B
$9K ﹤0.01%
370
– –
CDK
306
DELISTED
CDK Global, Inc.
CDK
$9K ﹤0.01%
189
– –
ADT
307
DELISTED
ADT Corp
ADT
$9K ﹤0.01%
216
– –
NQI
308
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$9K ﹤0.01%
600
– –
NUO
309
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$9K ﹤0.01%
559
– –
CBU icon
310
Community Bank
CBU
$3.4B
$8K ﹤0.01%
200
– –
NTAP icon
311
NetApp
NTAP
$34.8B
$8K ﹤0.01%
290
– –
AEP icon
312
American Electric Power
AEP
$70.1B
$7K ﹤0.01%
100
– –
BME icon
313
BlackRock Health Sciences Trust
BME
$560M
$7K ﹤0.01%
200
– –
ING icon
314
ING
ING
$99.9B
$7K ﹤0.01%
583
– –
MPC icon
315
Marathon Petroleum
MPC
$91.2B
$7K ﹤0.01%
200
– –
PML
316
PIMCO Municipal Income Fund II
PML
$483M
$7K ﹤0.01%
500
– –
AFL icon
317
Aflac
AFL
$65.1B
$6K ﹤0.01%
200
– –
CRM icon
318
Salesforce
CRM
$149B
$6K ﹤0.01%
80
– –
GBX icon
319
The Greenbrier Companies
GBX
$1.52B
$6K ﹤0.01%
200
– –
IEMG icon
320
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$6K ﹤0.01%
152
-3,847
-96% -$145K
PCF
321
High Income Securities Fund
PCF
$101M
$6K ﹤0.01%
767
– –
PNR icon
322
Pentair
PNR
$10.5B
$6K ﹤0.01%
153
– –
NXQ
323
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$6K ﹤0.01%
398
– –
DD
324
DELISTED
Du Pont De Nemours E I
DD
$6K ﹤0.01%
100
– –
AMLP icon
325
Alerian MLP ETF
AMLP
$13B
$5K ﹤0.01%
100
– –
11 12
13
14 15

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CC
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HFM
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EC
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G
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MC
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SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.