Klingman & Associates Portfolio holdings
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Revenue ETF
RWL
|
+$4.87M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$2.56M |
| 3 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$1.84M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$1.37M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$1.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
|
+$5.09M |
| 2 |
FCT
First Trust Senior Floating Rate Income Fund II
FCT
|
+$1.81M |
| 3 |
BlackRock Floating Rate Income Strategies Fund
FRA
|
+$1.24M |
| 4 |
CHY
Calamos Convertible and High Income Fund
CHY
|
+$726K |
| 5 |
EMD
Western Asset Emerging Markets Debt Fund
EMD
|
+$664K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.34% |
| 2 | Energy | 1.35% |
| 3 | Healthcare | 1.26% |
| 4 | Technology | 1.09% |
| 5 | Communication Services | 0.83% |
Similar funds
Klingman & Associates's Q3 2015 Portfolio in Review
As of Q3 2015, Klingman & Associates held 476 positions worth $255M, up 0.32% from $254M the previous quarter. Its ten largest holdings account for 59% of the portfolio.
Klingman & Associates deployed $15.2M of net new capital in Q3 2015, opening 60 new positions and adding to 53 existing holdings. Its largest new stake was Invesco S&P 500 Revenue ETF: 122,429 shares worth $4.61M.
By sector, the portfolio is most concentrated in Financials at 3.3% of assets, up from 3.2% a quarter earlier, followed by Energy and Healthcare.
On the sell side, the largest reduction was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $290K trimmed.
- Klingman & Associates's largest Q3 2015 buy was Invesco S&P 500 Revenue ETF: 122,429 shares worth $4.61M.
- Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $2.56M increase.
- Klingman & Associates's biggest Q3 2015 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $290K.
- Klingman & Associates fully exited ClearBridge MLP and Midstream Fund Inc. in Q3 2015, selling an estimated $5.09M.
- Klingman & Associates's ten largest holdings make up 59% of its $255M portfolio in Q3 2015.
- Klingman & Associates opened 60 new positions and closed 89 in Q3 2015.
- Klingman & Associates's portfolio value rose 0.32% quarter-over-quarter to $255M.
Based on Klingman & Associates's 13F filing for Q3 2015, filed 9 Feb 2016.