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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$254M
AUM Growth
+$11M
Cap. Flow
+$17.4M
Cap. Flow %
6.84%
Top 10 Hldgs %
64.19%
Holding
420
New
44
Increased
67
Reduced
27
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.78M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.59M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.25M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$794K

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$798K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$298K
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$116K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107K
5
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$88K

Sector Composition

Rank Sector Weight
1 Financials 3.23%
2 Healthcare 1.06%
3 Technology 0.91%
4 Consumer Staples 0.89%
5 Energy 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
301
FirstEnergy
FE
$28.4B
$11K ﹤0.01%
333
– –
NUV icon
302
Nuveen Municipal Value Fund
NUV
$1.91B
$11K ﹤0.01%
1,171
– –
PMM
303
Franklin Managed Municipal Income Trust
PMM
$270M
$11K ﹤0.01%
1,521
– –
TEF
304
DELISTED
Telefonica
TEF
$11K ﹤0.01%
1,006
– –
KYE
305
DELISTED
Kayne Anderson Energy
KYE
$11K ﹤0.01%
500
– –
EXG icon
306
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$10K ﹤0.01%
983
– –
GPC icon
307
Genuine Parts
GPC
$17.9B
$10K ﹤0.01%
+115
New +$10.6K
LMT icon
308
Lockheed Martin
LMT
$131B
$10K ﹤0.01%
53
+23
+77% +$4.43K
MPC icon
309
Marathon Petroleum
MPC
$90.1B
$10K ﹤0.01%
200
– –
CDK
310
DELISTED
CDK Global, Inc.
CDK
$10K ﹤0.01%
189
– –
RBS.PRS.CL
311
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$10K ﹤0.01%
400
– –
BME icon
312
BlackRock Health Sciences Trust
BME
$569M
$9K ﹤0.01%
200
– –
GBX icon
313
The Greenbrier Companies
GBX
$1.57B
$9K ﹤0.01%
200
– –
LBRDK icon
314
Liberty Broadband Class C
LBRDK
$4.89B
$9K ﹤0.01%
175
– –
NTAP icon
315
NetApp
NTAP
$33.9B
$9K ﹤0.01%
290
– –
SON icon
316
Sonoco
SON
$5.83B
$9K ﹤0.01%
+211
New +$9.5K
TRMB icon
317
Trimble
TRMB
$13.6B
$9K ﹤0.01%
370
– –
TRV icon
318
Travelers Companies
TRV
$81.1B
$9K ﹤0.01%
+94
New +$9.63K
HSBC.PRA
319
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$9K ﹤0.01%
375
– –
BMS
320
DELISTED
Bemis
BMS
$9K ﹤0.01%
206
+181
+724% +$8.28K
NGLS
321
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$9K ﹤0.01%
233
– –
AMLP icon
322
Alerian MLP ETF
AMLP
$12.9B
$8K ﹤0.01%
100
– –
CBU icon
323
Community Bank
CBU
$3.39B
$8K ﹤0.01%
200
-248
-55% -$8.91K
SMC
324
Summit Midstream
SMC
$420M
$8K ﹤0.01%
17
– –
ACG
325
DELISTED
AllianceBernstein Income Fund Inc
ACG
$8K ﹤0.01%
1,016
– –
11 12
13
14 15

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Klingman & Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Klingman & Associates held 420 positions worth $254M, up 4.5% from $243M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $17.4M of net new capital in Q2 2015, opening 44 new positions and adding to 67 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 5,335 shares worth $619K.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $798K trimmed.

  • Klingman & Associates's largest Q2 2015 buy was iShares Russell 1000 ETF: 5,335 shares worth $619K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2015, an estimated $6.78M increase.
  • Klingman & Associates's biggest Q2 2015 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $798K.
  • Klingman & Associates fully exited State Street SPDR S&P International Dividend ETF in Q2 2015, selling an estimated $88K.
  • Klingman & Associates's ten largest holdings make up 64% of its $254M portfolio in Q2 2015.
  • Klingman & Associates opened 44 new positions and closed 9 in Q2 2015.
  • Klingman & Associates's portfolio value rose 4.5% quarter-over-quarter to $254M.

Based on Klingman & Associates's 13F filing for Q2 2015, filed 9 Feb 2016.