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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$309M
AUM Growth
+$30.1M
Cap. Flow
+$15.6M
Cap. Flow %
5.06%
Top 10 Hldgs %
63.46%
Holding
407
New
11
Increased
29
Reduced
46
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.65M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.63M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$2.2M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.61M

Top Sells

Rank Stock Value
1
ENH
Endurance Specialty Holdings Ltd
ENH
+$2.64M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.73M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$379K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$188K

Sector Composition

Rank Sector Weight
1 Financials 3.34%
2 Healthcare 0.82%
3 Consumer Staples 0.77%
4 Energy 0.7%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
276
Phillips 66
PSX
$83.3B
$16K 0.01%
200
– –
VGK icon
277
Vanguard FTSE Europe ETF
VGK
$30.1B
$16K 0.01%
350
– –
VXUS icon
278
Vanguard Total International Stock ETF
VXUS
$153B
$16K 0.01%
356
– –
MFT
279
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$16K 0.01%
1,000
– –
CSBK
280
DELISTED
Clifton Bancorp Inc.
CSBK
$16K 0.01%
1,077
– –
BSV icon
281
Vanguard Short-Term Bond ETF
BSV
$44.6B
$15K ﹤0.01%
186
– –
SHLX
282
DELISTED
Shell Midstream Partners, L.P.
SHLX
$15K ﹤0.01%
430
– –
EVG
283
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$14K ﹤0.01%
1,000
– –
PCEF icon
284
Invesco CEF Income Composite ETF
PCEF
$797M
$14K ﹤0.01%
615
– –
RTX icon
285
RTX Corp
RTX
$294B
$14K ﹤0.01%
218
– –
USO icon
286
United States Oil Fund
USO
$2.07B
$14K ﹤0.01%
150
– –
KMI icon
287
Kinder Morgan
KMI
$70.6B
$13K ﹤0.01%
705
– –
NUV icon
288
Nuveen Municipal Value Fund
NUV
$1.9B
$13K ﹤0.01%
1,171
– –
FHY
289
DELISTED
First Trust Strategic High
FHY
$13K ﹤0.01%
1,125
– –
TYC
290
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$13K ﹤0.01%
298
– –
BX icon
291
Blackstone
BX
$106B
$12K ﹤0.01%
500
– –
DAL icon
292
Delta Air Lines
DAL
$57B
$12K ﹤0.01%
340
– –
FE icon
293
FirstEnergy
FE
$28.5B
$12K ﹤0.01%
333
– –
PMM
294
Franklin Managed Municipal Income Trust
PMM
$273M
$12K ﹤0.01%
1,521
– –
PRU icon
295
Prudential Financial
PRU
$42.3B
$12K ﹤0.01%
175
– –
ASNA
296
DELISTED
Ascena Retail Group, Inc.
ASNA
$11K ﹤0.01%
80
– –
SJM icon
297
J.M. Smucker
SJM
$12.9B
$10K ﹤0.01%
68
– –
SPH icon
298
Suburban Propane Partners
SPH
$1.21B
$10K ﹤0.01%
300
– –
CDK
299
DELISTED
CDK Global, Inc.
CDK
$10K ﹤0.01%
189
– –
HSBC.PRA
300
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$10K ﹤0.01%
375
– –
10 11
12
13 14

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IHAM
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NSCM
New South Capital Management Memphis, Tennessee $2.09B AUM 33.67% 1-Year Est. Return
ACG
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NSUP
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ACM
Analog Century Management New York $2.09B AUM 186.85% 1-Year Est. Return
TP
Third Point New York $2.08B AUM 27.04% 1-Year Est. Return
ACP
Avantyr Capital Partners New York $2.08B AUM

Klingman & Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Klingman & Associates held 407 positions worth $309M, up 11% from $279M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $15.6M of net new capital in Q2 2016, opening 11 new positions and adding to 29 existing holdings. Its largest new stake was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 4.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.73M trimmed.

  • Klingman & Associates's largest Q2 2016 buy was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2016, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q2 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.73M.
  • Klingman & Associates fully exited Endurance Specialty Holdings Ltd in Q2 2016, selling an estimated $2.64M.
  • Klingman & Associates's ten largest holdings make up 63% of its $309M portfolio in Q2 2016.
  • Klingman & Associates opened 11 new positions and closed 17 in Q2 2016.
  • Klingman & Associates's portfolio value rose 11% quarter-over-quarter to $309M.

Based on Klingman & Associates's 13F filing for Q2 2016, filed 4 Aug 2016.