We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$267M
AUM Growth
+$12.5M
Cap. Flow
+$18.1M
Cap. Flow %
6.76%
Top 10 Hldgs %
57.96%
Holding
455
New
72
Increased
39
Reduced
52
Closed
49

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.1M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.48M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.75M
4
PJT icon
PJT Partners
PJT
+$3.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.02M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.81M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$3.25M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$1.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
276
Delta Air Lines
DAL
$57.5B
$17K 0.01%
340
– –
LUMN icon
277
Lumen
LUMN
$6.57B
$17K 0.01%
664
– –
MMT
278
Aberdeen Multi-Market Income Fund
MMT
$236M
$17K 0.01%
+3,000
New +$17.1K
NFJ
279
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$17K 0.01%
+1,400
New +$17.7K
VGK icon
280
Vanguard FTSE Europe ETF
VGK
$30.7B
$17K 0.01%
350
-3,966
-92% -$203K
CEF icon
281
Sprott Physical Gold and Silver Trust
CEF
$7.4B
$16K 0.01%
+1,650
New +$17.5K
PSX icon
282
Phillips 66
PSX
$84.9B
$16K 0.01%
200
– –
UNP icon
283
Union Pacific
UNP
$174B
$16K 0.01%
200
– –
ASNA
284
DELISTED
Ascena Retail Group, Inc.
ASNA
$16K 0.01%
80
– –
BSV icon
285
Vanguard Short-Term Bond ETF
BSV
$44.7B
$15K 0.01%
186
– –
IP icon
286
International Paper
IP
$21.6B
$15K 0.01%
422
– –
TCP
287
DELISTED
TC Pipelines LP
TCP
$15K 0.01%
309
– –
CSBK
288
DELISTED
Clifton Bancorp Inc.
CSBK
$15K 0.01%
1,077
– –
PRU icon
289
Prudential Financial
PRU
$42.4B
$14K 0.01%
175
– –
MFT
290
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$14K 0.01%
+1,000
New +$13.7K
EVG
291
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$13K ﹤0.01%
+1,000
New +$13.2K
PCEF icon
292
Invesco CEF Income Composite ETF
PCEF
$801M
$13K ﹤0.01%
615
– –
RTX icon
293
RTX Corp
RTX
$290B
$13K ﹤0.01%
218
– –
USO icon
294
United States Oil Fund
USO
$2.15B
$13K ﹤0.01%
150
– –
FHY
295
DELISTED
First Trust Strategic High
FHY
$13K ﹤0.01%
+1,125
New +$13K
NUV icon
296
Nuveen Municipal Value Fund
NUV
$1.92B
$12K ﹤0.01%
+1,171
New +$11.6K
NIO
297
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$12K ﹤0.01%
+847
New +$11.9K
FE icon
298
FirstEnergy
FE
$28B
$11K ﹤0.01%
333
– –
KMI icon
299
Kinder Morgan
KMI
$71.7B
$11K ﹤0.01%
705
– –
PMM
300
Franklin Managed Municipal Income Trust
PMM
$267M
$11K ﹤0.01%
+1,521
New +$11K
10 11
12
13 14

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Klingman & Associates held 455 positions worth $267M, up 4.9% from $255M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Klingman & Associates deployed $18.1M of net new capital in Q4 2015, opening 72 new positions and adding to 39 existing holdings. Its largest new stake was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 3.3% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.81M trimmed.

  • Klingman & Associates's largest Q4 2015 buy was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.
  • Klingman & Associates added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2015, an estimated $12.1M increase.
  • Klingman & Associates's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.81M.
  • Klingman & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2015, selling an estimated $693K.
  • Klingman & Associates's ten largest holdings make up 58% of its $267M portfolio in Q4 2015.
  • Klingman & Associates opened 72 new positions and closed 49 in Q4 2015.
  • Klingman & Associates's portfolio value rose 4.9% quarter-over-quarter to $267M.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.