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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$254M
AUM Growth
+$11M
Cap. Flow
+$17.4M
Cap. Flow %
6.84%
Top 10 Hldgs %
64.19%
Holding
420
New
44
Increased
67
Reduced
27
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.78M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.59M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.25M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$794K

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$798K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$298K
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$116K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107K
5
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$88K

Sector Composition

Rank Sector Weight
1 Financials 3.23%
2 Healthcare 1.06%
3 Technology 0.91%
4 Consumer Staples 0.89%
5 Energy 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WES
276
DELISTED
Western Gas Partners Lp
WES
$16K 0.01%
250
– –
BSV icon
277
Vanguard Short-Term Bond ETF
BSV
$44.7B
$15K 0.01%
186
– –
PRU icon
278
Prudential Financial
PRU
$42.6B
$15K 0.01%
175
– –
RTX icon
279
RTX Corp
RTX
$290B
$15K 0.01%
218
– –
VIAB
280
DELISTED
Viacom Inc. Class B
VIAB
$15K 0.01%
236
– –
ATHN
281
DELISTED
Athenahealth, Inc.
ATHN
$15K 0.01%
+131
New +$15.7K
FHY
282
DELISTED
First Trust Strategic High
FHY
$15K 0.01%
1,125
– –
CSBK
283
DELISTED
Clifton Bancorp Inc.
CSBK
$15K 0.01%
1,077
– –
BTI icon
284
British American Tobacco
BTI
$136B
$14K 0.01%
+254
New +$14K
CMG icon
285
Chipotle Mexican Grill
CMG
$43.9B
$14K 0.01%
+1,150
New +$14.5K
ERIC icon
286
Ericsson
ERIC
$32.1B
$14K 0.01%
+1,363
New +$15.8K
EVG
287
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$14K 0.01%
1,000
– –
PCEF icon
288
Invesco CEF Income Composite ETF
PCEF
$788M
$14K 0.01%
615
– –
SCHW
289
Charles Schwab
SCHW
$182B
$14K 0.01%
+419
New +$13.2K
AMZN icon
290
Amazon
AMZN
$2.44T
$13K 0.01%
+600
New +$12.5K
FWONA icon
291
Liberty Media Series A
FWONA
$23.4B
$13K 0.01%
521
– –
TIF
292
DELISTED
Tiffany & Co.
TIF
$13K 0.01%
+137
New +$12.3K
MFT
293
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$13K 0.01%
1,000
– –
GILD icon
294
Gilead Sciences
GILD
$165B
$12K ﹤0.01%
100
– –
SPH icon
295
Suburban Propane Partners
SPH
$1.21B
$12K ﹤0.01%
300
-625
-68% -$26.6K
SYY icon
296
Sysco
SYY
$40.8B
$12K ﹤0.01%
+333
New +$12.5K
VOD icon
297
Vodafone
VOD
$37.1B
$12K ﹤0.01%
322
– –
VXUS icon
298
Vanguard Total International Stock ETF
VXUS
$151B
$12K ﹤0.01%
230
– –
NIO
299
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$12K ﹤0.01%
847
– –
TYC
300
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$12K ﹤0.01%
298
– –
10 11
12
13 14

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SCA
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BAM
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Klingman & Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Klingman & Associates held 420 positions worth $254M, up 4.5% from $243M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $17.4M of net new capital in Q2 2015, opening 44 new positions and adding to 67 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 5,335 shares worth $619K.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $798K trimmed.

  • Klingman & Associates's largest Q2 2015 buy was iShares Russell 1000 ETF: 5,335 shares worth $619K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2015, an estimated $6.78M increase.
  • Klingman & Associates's biggest Q2 2015 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $798K.
  • Klingman & Associates fully exited State Street SPDR S&P International Dividend ETF in Q2 2015, selling an estimated $88K.
  • Klingman & Associates's ten largest holdings make up 64% of its $254M portfolio in Q2 2015.
  • Klingman & Associates opened 44 new positions and closed 9 in Q2 2015.
  • Klingman & Associates's portfolio value rose 4.5% quarter-over-quarter to $254M.

Based on Klingman & Associates's 13F filing for Q2 2015, filed 9 Feb 2016.