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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.72%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$332M
AUM Growth
+$22.8M
Cap. Flow
+$14.8M
Cap. Flow %
4.46%
Top 10 Hldgs %
63.36%
Holding
408
New
19
Increased
50
Reduced
52
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.85M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.77M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.73M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.48M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.4M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.82M
2
RY icon
Royal Bank of Canada
RY
+$738K
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$508K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$330K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$320K

Sector Composition

Rank Sector Weight
1 Financials 3.32%
2 Healthcare 0.78%
3 Consumer Staples 0.75%
4 Technology 0.67%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
251
Adobe
ADBE
$98.5B
$24K 0.01%
+225
New +$22.6K
ICE icon
252
Intercontinental Exchange
ICE
$88.4B
$24K 0.01%
+450
New +$24.6K
ROP icon
253
Roper Technologies
ROP
$38.5B
$24K 0.01%
130
– –
SAFE
254
Safehold
SAFE
$1.13B
$23K 0.01%
446
– –
WBC
255
DELISTED
WABCO HOLDINGS INC.
WBC
$23K 0.01%
200
– –
GAM
256
General American Investors Company
GAM
$1.55B
$22K 0.01%
679
– –
NVG icon
257
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
– –
0
– –
UL icon
258
Unilever
UL
$141B
$22K 0.01%
412
– –
CLNY
259
DELISTED
Colony Capital, Inc.
CLNY
$22K 0.01%
1,230
– –
HYT icon
260
BlackRock Corporate High Yield Fund
HYT
$1.36B
$21K 0.01%
1,911
– –
QRVO icon
261
Qorvo
QRVO
$8.01B
$21K 0.01%
375
– –
TY icon
262
TRI-Continental Corp
TY
$1.85B
$21K 0.01%
1,000
– –
MCN
263
Madison Covered Call & Equity Strategy Fund
MCN
$117M
$20K 0.01%
2,556
– –
PEG icon
264
Public Service Enterprise Group
PEG
$38.6B
$20K 0.01%
484
– –
UNP icon
265
Union Pacific
UNP
$172B
$20K 0.01%
200
– –
MDLZ icon
266
Mondelez International
MDLZ
$80.5B
$18K 0.01%
404
– –
MMT
267
Aberdeen Multi-Market Income Fund
MMT
$237M
$18K 0.01%
3,000
– –
NFJ
268
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$18K 0.01%
1,400
– –
VGK icon
269
Vanguard FTSE Europe ETF
VGK
$30.8B
$17K 0.01%
350
– –
DD icon
270
DuPont de Nemours
DD
$18.7B
$16K ﹤0.01%
124
+117
+1,671% +$15.6K
KMI icon
271
Kinder Morgan
KMI
$70.5B
$16K ﹤0.01%
705
– –
CSBK
272
DELISTED
Clifton Bancorp Inc.
CSBK
$16K ﹤0.01%
1,077
– –
BSV icon
273
Vanguard Short-Term Bond ETF
BSV
$44.7B
$15K ﹤0.01%
186
– –
EEM icon
274
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$15K ﹤0.01%
+394
New +$14.4K
MFT
275
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$15K ﹤0.01%
1,000
– –
9 10
11
12 13

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HFM
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EC
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G
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MC
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SCA
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BAM
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Klingman & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Klingman & Associates held 408 positions worth $332M, up 7.4% from $309M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $14.8M of net new capital in Q3 2016, opening 19 new positions and adding to 50 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 12,679 shares worth $1.29M.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 3.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Royal Bank of Canada, an estimated $738K trimmed.

  • Klingman & Associates's largest Q3 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 12,679 shares worth $1.29M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2016, an estimated $3.85M increase.
  • Klingman & Associates's biggest Q3 2016 reduction was Royal Bank of Canada, cutting an estimated $738K.
  • Klingman & Associates fully exited iShares Preferred and Income Securities ETF in Q3 2016, selling an estimated $1.82M.
  • Klingman & Associates's ten largest holdings make up 63% of its $332M portfolio in Q3 2016.
  • Klingman & Associates opened 19 new positions and closed 31 in Q3 2016.
  • Klingman & Associates's portfolio value rose 7.4% quarter-over-quarter to $332M.

Based on Klingman & Associates's 13F filing for Q3 2016, filed 19 Oct 2016.