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Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$309M
AUM Growth
+$30.1M
Cap. Flow
+$15.6M
Cap. Flow %
5.06%
Top 10 Hldgs %
63.46%
Holding
407
New
11
Increased
29
Reduced
46
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.65M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.63M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$2.2M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.61M

Top Sells

Rank Stock Value
1
ENH
Endurance Specialty Holdings Ltd
ENH
+$2.64M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.73M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$379K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$188K

Sector Composition

Rank Sector Weight
1 Financials 3.34%
2 Healthcare 0.82%
3 Consumer Staples 0.77%
4 Energy 0.7%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
251
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
– –
0
– –
ROP icon
252
Roper Technologies
ROP
$37.1B
$22K 0.01%
130
– –
UL icon
253
Unilever
UL
$132B
$22K 0.01%
412
– –
BCE icon
254
BCE
BCE
$19.8B
$21K 0.01%
444
– –
GAM
255
General American Investors Company
GAM
$1.54B
$21K 0.01%
679
– –
QRVO icon
256
Qorvo
QRVO
$7.92B
$21K 0.01%
375
– –
SAFE
257
Safehold
SAFE
$1.19B
$21K 0.01%
446
– –
TY icon
258
TRI-Continental Corp
TY
$1.86B
$21K 0.01%
1,000
– –
HYT icon
259
BlackRock Corporate High Yield Fund
HYT
$1.35B
$20K 0.01%
1,911
– –
MBB icon
260
iShares MBS ETF
MBB
$39.1B
$20K 0.01%
185
– –
MCN
261
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$20K 0.01%
2,556
– –
TNXP icon
262
Tonix Pharmaceuticals
TNXP
$165M
– –
0
– –
EPD icon
263
Enterprise Products Partners
EPD
$82.5B
$19K 0.01%
650
– –
LUMN icon
264
Lumen
LUMN
$6.45B
$19K 0.01%
664
– –
VBIV
265
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$19K 0.01%
+163
New +$16.3K
CLNY
266
DELISTED
Colony Capital, Inc.
CLNY
$19K 0.01%
1,230
– –
MDLZ icon
267
Mondelez International
MDLZ
$77.9B
$18K 0.01%
404
– –
MMT
268
Aberdeen Multi-Market Income Fund
MMT
$238M
$18K 0.01%
3,000
– –
MMP
269
DELISTED
Magellan Midstream Partners, L.P.
MMP
$18K 0.01%
240
– –
TCP
270
DELISTED
TC Pipelines LP
TCP
$18K 0.01%
309
– –
WBC
271
DELISTED
WABCO HOLDINGS INC.
WBC
$18K 0.01%
200
– –
IP icon
272
International Paper
IP
$22.5B
$17K 0.01%
422
– –
NEE icon
273
NextEra Energy
NEE
$185B
$17K 0.01%
520
– –
NFJ
274
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$17K 0.01%
1,400
– –
UNP icon
275
Union Pacific
UNP
$178B
$17K 0.01%
200
– –
9 10
11
12 13

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CL
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IHAM
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NSCM
New South Capital Management Memphis, Tennessee $2.09B AUM 33.67% 1-Year Est. Return
ACG
Aventail Capital Group New York $2.09B AUM 43.81% 1-Year Est. Return
NSUP
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ACM
Analog Century Management New York $2.09B AUM 186.85% 1-Year Est. Return
TP
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ACP
Avantyr Capital Partners New York $2.08B AUM

Klingman & Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Klingman & Associates held 407 positions worth $309M, up 11% from $279M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $15.6M of net new capital in Q2 2016, opening 11 new positions and adding to 29 existing holdings. Its largest new stake was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 4.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.73M trimmed.

  • Klingman & Associates's largest Q2 2016 buy was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2016, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q2 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.73M.
  • Klingman & Associates fully exited Endurance Specialty Holdings Ltd in Q2 2016, selling an estimated $2.64M.
  • Klingman & Associates's ten largest holdings make up 63% of its $309M portfolio in Q2 2016.
  • Klingman & Associates opened 11 new positions and closed 17 in Q2 2016.
  • Klingman & Associates's portfolio value rose 11% quarter-over-quarter to $309M.

Based on Klingman & Associates's 13F filing for Q2 2016, filed 4 Aug 2016.