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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.72%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$332M
AUM Growth
+$22.8M
Cap. Flow
+$14.8M
Cap. Flow %
4.46%
Top 10 Hldgs %
63.36%
Holding
408
New
19
Increased
50
Reduced
52
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.85M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.77M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.73M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.48M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.4M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.82M
2
RY icon
Royal Bank of Canada
RY
+$738K
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$508K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$330K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$320K

Sector Composition

Rank Sector Weight
1 Financials 3.32%
2 Healthcare 0.78%
3 Consumer Staples 0.75%
4 Technology 0.67%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQR icon
226
Equity Residential
EQR
$25.8B
$30K 0.01%
460
– –
GS icon
227
Goldman Sachs
GS
$289B
$30K 0.01%
185
-315
-63% -$51.2K
IP icon
228
International Paper
IP
$22.6B
$30K 0.01%
657
+235
+56% +$10.4K
RNP icon
229
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$30K 0.01%
1,500
– –
JTD
230
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$30K 0.01%
2,039
– –
UA icon
231
Under Armour Class C
UA
$2.95B
$29K 0.01%
859
-1
-0.1% -$36
BAX icon
232
Baxter International
BAX
$12.8B
$28K 0.01%
589
– –
CNC icon
233
Centene
CNC
$30.5B
$28K 0.01%
838
– –
NSC icon
234
Norfolk Southern
NSC
$75.4B
$28K 0.01%
285
– –
SU icon
235
Suncor Energy
SU
$77.7B
$28K 0.01%
1,000
– –
TEL icon
236
TE Connectivity
TEL
$60B
$28K 0.01%
434
– –
XEL icon
237
Xcel Energy
XEL
$49.2B
$28K 0.01%
687
– –
ETV
238
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.66B
$27K 0.01%
1,800
-300
-14% -$4.46K
ISCV icon
239
iShares Morningstar Small-Cap Value ETF
ISCV
$695M
$27K 0.01%
627
– –
VTR icon
240
Ventas
VTR
$47.5B
$27K 0.01%
379
-264
-41% -$19.2K
HEDJ icon
241
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.81B
$26K 0.01%
982
– –
HIO
242
Western Asset High Income Opportunity Fund
HIO
$331M
$26K 0.01%
5,062
– –
PYPL icon
243
PayPal
PYPL
$49.9B
$26K 0.01%
+625
New +$24K
UNH icon
244
UnitedHealth
UNH
$382B
$26K 0.01%
+185
New +$25.9K
ZBH icon
245
Zimmer Biomet
ZBH
$18.8B
$26K 0.01%
206
– –
BOND icon
246
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$25K 0.01%
230
– –
DUK icon
247
Duke Energy
DUK
$101B
$25K 0.01%
311
– –
GLO
248
Clough Global Opportunities Fund
GLO
$244M
$25K 0.01%
2,538
– –
KDP icon
249
Keurig Dr Pepper
KDP
$42.8B
$25K 0.01%
278
– –
MCK icon
250
McKesson
MCK
$104B
$25K 0.01%
150
– –
8 9
10
11 12

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HFM
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EC
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G
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SCA
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BAM
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Klingman & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Klingman & Associates held 408 positions worth $332M, up 7.4% from $309M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $14.8M of net new capital in Q3 2016, opening 19 new positions and adding to 50 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 12,679 shares worth $1.29M.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 3.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Royal Bank of Canada, an estimated $738K trimmed.

  • Klingman & Associates's largest Q3 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 12,679 shares worth $1.29M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2016, an estimated $3.85M increase.
  • Klingman & Associates's biggest Q3 2016 reduction was Royal Bank of Canada, cutting an estimated $738K.
  • Klingman & Associates fully exited iShares Preferred and Income Securities ETF in Q3 2016, selling an estimated $1.82M.
  • Klingman & Associates's ten largest holdings make up 63% of its $332M portfolio in Q3 2016.
  • Klingman & Associates opened 19 new positions and closed 31 in Q3 2016.
  • Klingman & Associates's portfolio value rose 7.4% quarter-over-quarter to $332M.

Based on Klingman & Associates's 13F filing for Q3 2016, filed 19 Oct 2016.