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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$309M
AUM Growth
+$30.1M
Cap. Flow
+$15.6M
Cap. Flow %
5.06%
Top 10 Hldgs %
63.46%
Holding
407
New
11
Increased
29
Reduced
46
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.65M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.63M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$2.2M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.61M

Top Sells

Rank Stock Value
1
ENH
Endurance Specialty Holdings Ltd
ENH
+$2.64M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.73M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$379K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$188K

Sector Composition

Rank Sector Weight
1 Financials 3.34%
2 Healthcare 0.82%
3 Consumer Staples 0.77%
4 Energy 0.7%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNP icon
226
Cohen & Steers REIT and Preferred and Income Fund
RNP
$996M
$31K 0.01%
1,500
– –
TXN icon
227
Texas Instruments
TXN
$255B
$31K 0.01%
500
– –
UA icon
228
Under Armour Class C
UA
$2.95B
$31K 0.01%
+860
New +$31.7K
VLO icon
229
Valero Energy
VLO
$90.5B
$31K 0.01%
600
– –
XEL icon
230
Xcel Energy
XEL
$50.4B
$31K 0.01%
687
– –
CAT icon
231
Caterpillar
CAT
$402B
$30K 0.01%
400
– –
CNC icon
232
Centene
CNC
$31.6B
$30K 0.01%
838
-238
-22% -$7.47K
GSK icon
233
GSK
GSK
$104B
$30K 0.01%
560
– –
JTD
234
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$29K 0.01%
2,039
– –
BKLN icon
235
Invesco Senior Loan ETF
BKLN
$6.97B
$28K 0.01%
+1,220
New +$28K
MCK icon
236
McKesson
MCK
$99.5B
$28K 0.01%
150
– –
SU icon
237
Suncor Energy
SU
$75.6B
$28K 0.01%
1,000
– –
BAX icon
238
Baxter International
BAX
$12.1B
$27K 0.01%
589
– –
DUK icon
239
Duke Energy
DUK
$100B
$27K 0.01%
311
– –
KDP icon
240
Keurig Dr Pepper
KDP
$41B
$27K 0.01%
278
– –
BOND icon
241
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$25K 0.01%
230
– –
HEDJ icon
242
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$25K 0.01%
982
– –
HIO
243
Western Asset High Income Opportunity Fund
HIO
$334M
$25K 0.01%
5,062
– –
ISCV icon
244
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
$25K 0.01%
627
-1,356
-68% -$54.8K
TEL icon
245
TE Connectivity
TEL
$60.2B
$25K 0.01%
434
– –
GLO
246
Clough Global Opportunities Fund
GLO
$248M
$24K 0.01%
2,538
– –
NSC icon
247
Norfolk Southern
NSC
$77.1B
$24K 0.01%
285
– –
ZBH icon
248
Zimmer Biomet
ZBH
$17.8B
$24K 0.01%
206
– –
CEF icon
249
Sprott Physical Gold and Silver Trust
CEF
$7.49B
$23K 0.01%
1,650
– –
PEG icon
250
Public Service Enterprise Group
PEG
$39.5B
$23K 0.01%
484
-380
-44% -$17.2K
8 9
10
11 12

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NSCM
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ACG
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NSUP
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ACM
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TP
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ACP
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Klingman & Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Klingman & Associates held 407 positions worth $309M, up 11% from $279M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $15.6M of net new capital in Q2 2016, opening 11 new positions and adding to 29 existing holdings. Its largest new stake was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 4.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.73M trimmed.

  • Klingman & Associates's largest Q2 2016 buy was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2016, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q2 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.73M.
  • Klingman & Associates fully exited Endurance Specialty Holdings Ltd in Q2 2016, selling an estimated $2.64M.
  • Klingman & Associates's ten largest holdings make up 63% of its $309M portfolio in Q2 2016.
  • Klingman & Associates opened 11 new positions and closed 17 in Q2 2016.
  • Klingman & Associates's portfolio value rose 11% quarter-over-quarter to $309M.

Based on Klingman & Associates's 13F filing for Q2 2016, filed 4 Aug 2016.