We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRX
226
DELISTED
Express Scripts Holding Company
ESRX
$30K 0.01%
434
– –
TXN icon
227
Texas Instruments
TXN
$252B
$29K 0.01%
500
– –
XEL icon
228
Xcel Energy
XEL
$48.9B
$29K 0.01%
687
– –
GSK icon
229
GSK
GSK
$104B
$28K 0.01%
560
– –
RNP icon
230
Cohen & Steers REIT and Preferred and Income Fund
RNP
$986M
$28K 0.01%
1,500
– –
SU icon
231
Suncor Energy
SU
$79.2B
$28K 0.01%
1,000
– –
JTD
232
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$28K 0.01%
2,039
– –
TEL icon
233
TE Connectivity
TEL
$60B
$27K 0.01%
434
– –
DUK icon
234
Duke Energy
DUK
$97.8B
$25K 0.01%
311
– –
HEDJ icon
235
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
$25K 0.01%
982
– –
KDP icon
236
Keurig Dr Pepper
KDP
$42.4B
$25K 0.01%
278
– –
BAX icon
237
Baxter International
BAX
$13.5B
$24K 0.01%
589
– –
BOND icon
238
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.36B
$24K 0.01%
230
– –
GLO
239
Clough Global Opportunities Fund
GLO
$249M
$24K 0.01%
2,538
– –
HIO
240
Western Asset High Income Opportunity Fund
HIO
$335M
$24K 0.01%
5,062
– –
MCK icon
241
McKesson
MCK
$101B
$24K 0.01%
150
– –
NSC icon
242
Norfolk Southern
NSC
$75.6B
$24K 0.01%
285
– –
ROP icon
243
Roper Technologies
ROP
$38.8B
$24K 0.01%
130
– –
SBAC icon
244
SBA Communications
SBAC
$19.1B
$24K 0.01%
239
– –
BXLT
245
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$24K 0.01%
589
– –
IDXX icon
246
Idexx Laboratories
IDXX
$44B
$22K 0.01%
280
– –
ET icon
247
Energy Transfer Partners
ET
$70.2B
$21K 0.01%
+2,900
New +$22.8K
GAM
248
General American Investors Company
GAM
$1.56B
$21K 0.01%
679
– –
LUMN icon
249
Lumen
LUMN
$6.71B
$21K 0.01%
664
– –
SAFE
250
Safehold
SAFE
$1.17B
$21K 0.01%
+446
New +$20.5K
8 9
10
11 12

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.