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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$267M
AUM Growth
+$12.5M
Cap. Flow
+$18.1M
Cap. Flow %
6.76%
Top 10 Hldgs %
57.96%
Holding
455
New
72
Increased
39
Reduced
52
Closed
49

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.1M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.48M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.75M
4
PJT icon
PJT Partners
PJT
+$3.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.02M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.81M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$3.25M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$1.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
226
Coca-Cola
KO
$377B
$37K 0.01%
869
– –
VTR icon
227
Ventas
VTR
$48B
$36K 0.01%
+643
New +$35K
CNC icon
228
Centene
CNC
$30.7B
$35K 0.01%
1,076
– –
DFE icon
229
WisdomTree Europe SmallCap Dividend Fund
DFE
$166M
$35K 0.01%
622
– –
ELD icon
230
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
$34K 0.01%
1,000
– –
WTRG icon
231
Essential Utilities
WTRG
$11.3B
$34K 0.01%
1,156
+1,000
+641% +$28.8K
ED icon
232
Consolidated Edison
ED
$40.1B
$33K 0.01%
520
-751
-59% -$48.3K
PEG icon
233
Public Service Enterprise Group
PEG
$38.2B
$33K 0.01%
864
– –
ETV
234
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$32K 0.01%
+2,100
New +$31.5K
PPL
235
PPL Corp
PPL
$26.5B
$32K 0.01%
+945
New +$31.9K
SE
236
DELISTED
Spectra Energy Corp Wi
SE
$32K 0.01%
+1,357
New +$36.1K
TD icon
237
Toronto Dominion Bank
TD
$198B
$31K 0.01%
+802
New +$32.5K
MCK icon
238
McKesson
MCK
$100B
$30K 0.01%
150
– –
NLY icon
239
Annaly Capital Management
NLY
$17.1B
$29K 0.01%
770
– –
UTF icon
240
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$29K 0.01%
+1,500
New +$28.9K
GSK icon
241
GSK
GSK
$104B
$28K 0.01%
560
– –
RNP icon
242
Cohen & Steers REIT and Preferred and Income Fund
RNP
$982M
$28K 0.01%
+1,500
New +$26.8K
TEL icon
243
TE Connectivity
TEL
$59.6B
$28K 0.01%
434
– –
JTD
244
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$28K 0.01%
+2,039
New +$29.1K
WR
245
DELISTED
Westar Energy Inc
WR
$28K 0.01%
665
– –
CAT icon
246
Caterpillar
CAT
$375B
$27K 0.01%
400
– –
TXN icon
247
Texas Instruments
TXN
$252B
$27K 0.01%
500
– –
GLO
248
Clough Global Opportunities Fund
GLO
$250M
$26K 0.01%
+2,538
New +$27.7K
HEDJ icon
249
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
$26K 0.01%
+982
New +$29K
KDP icon
250
Keurig Dr Pepper
KDP
$42.3B
$26K 0.01%
278
– –
8 9
10
11 12

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SCA
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BAM
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Klingman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Klingman & Associates held 455 positions worth $267M, up 4.9% from $255M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Klingman & Associates deployed $18.1M of net new capital in Q4 2015, opening 72 new positions and adding to 39 existing holdings. Its largest new stake was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 3.3% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.81M trimmed.

  • Klingman & Associates's largest Q4 2015 buy was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.
  • Klingman & Associates added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2015, an estimated $12.1M increase.
  • Klingman & Associates's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.81M.
  • Klingman & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2015, selling an estimated $693K.
  • Klingman & Associates's ten largest holdings make up 58% of its $267M portfolio in Q4 2015.
  • Klingman & Associates opened 72 new positions and closed 49 in Q4 2015.
  • Klingman & Associates's portfolio value rose 4.9% quarter-over-quarter to $267M.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.