Ken Griffin’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Ken Griffin’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.23M	Buy	+12,711	New	+$1.27M	﹤0.01%	7196
2025 Q2	–	Sell	-5,046	Closed	-$347K	–	13399
2025 Q1	$347K	Sell	5,046 -22,533	-82%	-$1.7M	﹤0.01%	9261
2024 Q4	$2.14M	Buy	+27,579	New	+$2.17M	﹤0.01%	5488
2024 Q3	–	Sell	-18,563	Closed	-$1.22M	–	14556
2024 Q2	$1.22M	Buy	18,563 +2,855	+18%	+$186K	﹤0.01%	6207
2024 Q1	$1.03M	Buy	+15,708	New	+$984K	﹤0.01%	6849
2023 Q2	–	Sell	-19,434	Closed	-$1.12M	–	14645
2023 Q1	$1.12M	Buy	+19,434	New	+$1.14M	﹤0.01%	6522
2022 Q4	–	Sell	-7,076	Closed	-$381K	–	15065
2022 Q3	$381K	Buy	+7,076	New	+$416K	﹤0.01%	9054
2022 Q2	–	Sell	-6,969	Closed	-$476K	–	13287
2022 Q1	$476K	Sell	6,969 -26,338	-79%	-$1.77M	﹤0.01%	9504
2021 Q4	$2.48M	Buy	+33,307	New	+$2.5M	﹤0.01%	5743
2021 Q2	–	Sell	-10,841	Closed	-$755K	–	13927
2021 Q1	$755K	Buy	+10,841	New	+$763K	﹤0.01%	8778
2020 Q3	–	Sell	-27,695	Closed	-$1.18M	–	10277
2020 Q2	$1.18M	Buy	27,695 +8,945	+48%	+$341K	﹤0.01%	5535
2020 Q1	$614K	Sell	18,750 -18,705	-50%	-$797K	﹤0.01%	6150
2019 Q4	$1.75M	Buy	37,455 +27,128	+263%	+$1.22M	﹤0.01%	4637
2019 Q3	$454K	Buy	+10,327	New	+$470K	﹤0.01%	6913
2019 Q2	–	Sell	-28,934	Closed	-$1.33M	–	9397
2019 Q1	$1.33M	Sell	28,934 -22,891	-44%	-$1.02M	﹤0.01%	5095
2018 Q4	$2.08M	Buy	51,825 +20,085	+63%	+$901K	﹤0.01%	4086
2018 Q3	$1.66M	Buy	+31,740	New	+$1.62M	﹤0.01%	4708
2017 Q4	–	Sell	-23,483	Closed	-$967K	–	8130
2017 Q3	$967K	Buy	+23,483	New	+$912K	﹤0.01%	4369
2016 Q2	–	Sell	-23,595	Closed	-$712K	–	6998
2016 Q1	$712K	Buy	+23,595	New	+$666K	﹤0.01%	3912
2015 Q1	–	Sell	-20,863	Closed	-$626K	–	8625
2014 Q4	$626K	Buy	+20,863	New	+$598K	﹤0.01%	4394

Other funds holding FYC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ken Griffin's FYC Position: Q1 2026 in Review

Ken Griffin opened a new position in First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q1 2026: 12,711 shares worth $1.23M. The stake represents ﹤0.01% of the portfolio and ranks #7196 among its holdings. This is a return to the name: Ken Griffin previously reported a position in FYC as recently as Q1 2025.

Ken Griffin first reported a position in FYC in Q4 2014 and has held it in 20 quarters since. The position peaked at $2.48M in Q4 2021. 154 funds tracked by Wall St. Rank hold FYC as of Q1 2026.

Ken Griffin held 12,711 shares of First Trust Small Cap Growth AlphaDEX Fund worth $1.23M as of Q1 2026.
First Trust Small Cap Growth AlphaDEX Fund was a new Ken Griffin position in Q1 2026.
First Trust Small Cap Growth AlphaDEX Fund made up ﹤0.01% of Ken Griffin's portfolio in Q1 2026, its #7196 holding.
Ken Griffin first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q4 2014 and has held it in 20 quarters since.
Ken Griffin's First Trust Small Cap Growth AlphaDEX Fund position peaked at $2.48M in Q4 2021.
154 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q1 2026.

Based on Citadel Advisors's 13F filing for Q1 2026, filed 15 May 2026.