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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BBG
2426
DELISTED
Bill Barrett Corp
BBG
| $682K | ﹤0.01% |
25,473
-14,178
| -36% | -$386K |
|
2427
Assured Guaranty
AGO
$3.45B
| $681K | ﹤0.01% |
+28,849
| New | +$627K |
|
|
ZNH
2428
DELISTED
China Southern Airlines Company Limited
ZNH
| $680K | ﹤0.01% |
34,457
-21,555
| -38% | -$421K |
|
|
TIBX
2429
CALL
DELISTED
TIBCO SOFTWARE INC
TIBX
| $680K | ﹤0.01% |
+30,000
| New | +$734K |
|
2430
Carpenter Technology
CRS
$27.8B
| $678K | ﹤0.01% |
10,903
-799
| -7% | -$48.4K |
|
2431
Goldgroup Mining Inc.
GORO
$188M
| $677K | ﹤0.01% |
149,372
-32,496
| -18% | -$167K |
|
|
SYT
2432
DELISTED
Syngenta Ag
SYT
| $677K | ﹤0.01% |
8,465
-4,484
| -35% | -$354K |
|
2433
Stepan Co
SCL
$1.49B
| $676K | ﹤0.01% |
+10,302
| New | +$629K |
|
|
DCM
2434
DELISTED
NTT DOCOMO, Inc.
DCM
| $674K | ﹤0.01% |
40,865
-3,523
| -8% | -$56.4K |
|
|
VVUS
2435
DELISTED
Vivus Inc
VVUS
| $671K | ﹤0.01% |
7,389
+66
| +0.9% | +$6.37K |
|
|
MEN
2436
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
| $668K | ﹤0.01% |
64,234
-16,717
| -21% | -$172K |
|
|
GRT
2437
DELISTED
GLIMCHER REALTY TRUST
GRT
| $668K | ﹤0.01% |
71,379
-10,102
| -12% | -$99.1K |
|
|
ANSS
2438
DELISTED
Ansys
ANSS
| $667K | ﹤0.01% |
7,650
+3,403
| +80% | +$292K |
|
2439
Cohen & Steers Duration Preferred & Income Fund
LDP
$601M
| $667K | ﹤0.01% |
29,454
+3,286
| +13% | +$73.7K |
|
2440
Melco Resorts & Entertainment
MLCO
$2.14B
| $664K | ﹤0.01% |
16,941
+1,778
| +12% | +$62.8K |
|
2441
Neogen
NEOG
$2.48B
| $661K | ﹤0.01% |
38,571
+6,999
| +22% | +$122K |
|
2442
Live Nation Entertainment
LYV
$42.7B
| $657K | ﹤0.01% |
33,257
-80,219
| -71% | -$1.5M |
|
|
THOR
2443
DELISTED
THORATEC CORPORATION
THOR
| $657K | ﹤0.01% |
17,949
-128,729
| -88% | -$5.05M |
|
2444
Nokia
NOK
$52B
| $656K | ﹤0.01% |
80,807
-346,198
| -81% | -$2.6M |
|
|
PVG
2445
DELISTED
PRETIUM RESOURCES INC.
PVG
| $654K | ﹤0.01% |
126,804
+60,670
| +92% | +$283K |
|
|
NP
2446
DELISTED
Neenah, Inc. Common Stock
NP
| $652K | ﹤0.01% |
+15,241
| New | +$626K |
|
2447
United Bankshares
UBSI
$6.64B
| $648K | ﹤0.01% |
20,620
-5,085
| -20% | -$156K |
|
|
ELP
2448
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
| $642K | ﹤0.01% |
122,205
-35,093
| -22% | -$192K |
|
2449
Avient
AVNT
$4.15B
| $638K | ﹤0.01% |
18,059
-34,986
| -66% | -$1.11M |
|
2450
Mativ Holdings
MATV
$679M
| $636K | ﹤0.01% |
12,372
-392
| -3% | -$21.7K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.