Guggenheim Capital’s China Southern Airlines Company Limited ZNH Stock Holding History

Guggenheim Capital’s Portfolio ZNH Stock Details ZNH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-46,015	Closed	-$1.68M	–	3106
2015 Q3	$1.68M	Sell	46,015 -671	-1%	-$28.4K	0.01%	1725
2015 Q2	$2.72M	Sell	46,686 -43,870	-48%	-$2.2M	0.01%	1537
2015 Q1	$3.26M	Buy	+90,556	New	+$2.37M	0.01%	1408
2014 Q2	–	Sell	-14,409	Closed	-$237K	–	3322
2014 Q1	$237K	Sell	14,409 -20,048	-58%	-$350K	﹤0.01%	2827
2013 Q4	$680K	Sell	34,457 -21,555	-38%	-$421K	﹤0.01%	2430
2013 Q3	$1.05M	Sell	56,012 -6,202	-10%	-$118K	﹤0.01%	2065
2013 Q2	$1.27M	Buy	+62,214	New	+$1.53M	0.01%	1858

Other funds holding ZNH

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

OAM

Oxford Asset Management Oxford, United Kingdom $232M AUM 31% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Guggenheim Capital's ZNH Position: Q4 2015 in Review

Guggenheim Capital sold out of China Southern Airlines Company Limited (ZNH) in Q4 2015, closing a stake of 46,015 shares — an estimated $1.68M sold.

Guggenheim Capital first reported a position in ZNH in Q2 2013 and held it in 7 quarters. The position peaked at $3.26M in Q1 2015. 35 funds tracked by Wall St. Rank hold ZNH as of Q4 2015.

Guggenheim Capital reported no remaining China Southern Airlines Company Limited position as of Q4 2015 after selling out during the quarter.
Guggenheim Capital sold 46,015 China Southern Airlines Company Limited shares in Q4 2015, an estimated $1.68M.
Guggenheim Capital first reported a position in China Southern Airlines Company Limited in Q2 2013 and held it in 7 quarters.
Guggenheim Capital's China Southern Airlines Company Limited position peaked at $3.26M in Q1 2015.
35 funds tracked by Wall St. Rank held China Southern Airlines Company Limited as of Q4 2015.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.