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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2376
Lloyds Banking Group
LYG
$91.5B
| $760K | ﹤0.01% |
142,894
+58,289
| +69% | +$292K |
|
|
WNR
2377
DELISTED
Western Refining Inc
WNR
| $759K | ﹤0.01% |
17,894
-16,375
| -48% | -$588K |
|
|
ARO
2378
DELISTED
Aeropostale Inc
ARO
| $755K | ﹤0.01% |
83,097
-47,072
| -36% | -$431K |
|
2379
Tanger
SKT
$4.49B
| $753K | ﹤0.01% |
23,528
-8,301
| -26% | -$277K |
|
|
MINI
2380
DELISTED
Mobile Mini Inc
MINI
| $751K | ﹤0.01% |
+18,230
| New | +$679K |
|
|
USG
2381
DELISTED
Usg
USG
| $751K | ﹤0.01% |
26,424
+1,727
| +7% | +$46.8K |
|
|
DLLR
2382
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
| $751K | ﹤0.01% |
+65,601
| New | +$746K |
|
2383
SLR Investment Corp
SLRC
$707M
| $750K | ﹤0.01% |
+33,200
| New | +$749K |
|
|
BRE
2384
DELISTED
BRE PROPERTIES INC CL A
BRE
| $750K | ﹤0.01% |
13,721
-90,234
| -87% | -$4.84M |
|
2385
Unisys
UIS
$211M
| $749K | ﹤0.01% |
22,331
+1,951
| +10% | +$54.1K |
|
|
BBL
2386
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $748K | ﹤0.01% |
12,051
-4,656
| -28% | -$281K |
|
|
RDS.B
2387
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $746K | ﹤0.01% |
9,938
-20,155
| -67% | -$1.42M |
|
|
LF
2388
DELISTED
LEAPFROG ENTERPRISES INC.
LF
| $745K | ﹤0.01% |
93,889
+69,800
| +290% | +$592K |
|
2389
Marvell Technology
MRVL
$196B
| $744K | ﹤0.01% |
51,781
-9,301
| -15% | -$120K |
|
|
PNNT
2390
Pennant Park Investment Corp
PNNT
$237M
| $744K | ﹤0.01% |
64,112
+52,717
| +463% | +$604K |
|
2391
Oxford Square Capital
OXSQ
$158M
| $743K | ﹤0.01% |
71,830
+59,769
| +496% | +$612K |
|
|
FCRD
2392
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
| $741K | ﹤0.01% |
44,877
-203,570
| -82% | -$3.32M |
|
|
DCH
2393
Dauch Corp
DCH
$1.55B
| $740K | ﹤0.01% |
36,186
-47,786
| -57% | -$912K |
|
|
TIVO
2394
DELISTED
Tivo Inc
TIVO
| $738K | ﹤0.01% |
37,481
-7,818
| -17% | -$143K |
|
2395
NovaGold Resources
NG
$3.23B
| $735K | ﹤0.01% |
289,549
-99,030
| -25% | -$225K |
|
|
JNS
2396
DELISTED
Janus Capital Group Inc
JNS
| $734K | ﹤0.01% |
59,348
-1,314,326
| -96% | -$13.5M |
|
2397
Sinclair Inc
SBGI
$1.05B
| $732K | ﹤0.01% |
20,467
+4,676
| +30% | +$157K |
|
|
BCPC
2398
Balchem Corp
BCPC
$5.74B
| $732K | ﹤0.01% |
+12,464
| New | +$704K |
|
2399
ING
ING
$102B
| $731K | ﹤0.01% |
52,159
+4,312
| +9% | +$55K |
|
|
OMG
2400
DELISTED
OM GROUP INC.
OMG
| $731K | ﹤0.01% |
20,078
-50,659
| -72% | -$1.7M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.