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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2351
Steris
STE
$22.6B
| $791K | ﹤0.01% |
16,481
+3,095
| +23% | +$141K |
|
2352
Golub Capital BDC
GBDC
$3.39B
| $790K | ﹤0.01% |
+42,214
| New | +$735K |
|
2353
Boyd Gaming
BYD
$6.12B
| $789K | ﹤0.01% |
70,071
-187,050
| -73% | -$2.21M |
|
2354
Enviri
NVRI
$637M
| $786K | ﹤0.01% |
28,034
-1,347
| -5% | -$36.2K |
|
2355
Quanex
NX
$988M
| $783K | ﹤0.01% |
39,289
+9,810
| +33% | +$178K |
|
|
MFLX
2356
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
| $782K | ﹤0.01% |
56,272
-603
| -1% | -$8.25K |
|
2357
Albemarle
ALB
$15.3B
| $781K | ﹤0.01% |
12,327
+122
| +1% | +$8.1K |
|
2358
Diodes
DIOD
$4.77B
| $781K | ﹤0.01% |
33,145
-22,161
| -40% | -$500K |
|
2359
Cimpress
CMPR
$2.39B
| $779K | ﹤0.01% |
13,698
+4,707
| +52% | +$261K |
|
|
GTLS
2360
DELISTED
Chart Industries
GTLS
| $779K | ﹤0.01% |
8,150
+5,725
| +236% | +$602K |
|
|
DATA
2361
DELISTED
Tableau Software, Inc.
DATA
| $779K | ﹤0.01% |
+11,292
| New | +$740K |
|
|
TNH
2362
DELISTED
Terra Nitrogen
TNH
| $777K | ﹤0.01% |
5,506
-736
| -12% | -$131K |
|
|
YZC
2363
DELISTED
Yanzhou Coal Mining
YZC
| $776K | ﹤0.01% |
84,121
-37,797
| -31% | -$377K |
|
2364
Apogee Enterprises
APOG
$905M
| $774K | ﹤0.01% |
21,558
+14,614
| +210% | +$486K |
|
|
GAME
2365
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
| $771K | ﹤0.01% |
168,596
+113,520
| +206% | +$487K |
|
2366
Dillards
DDS
$9.55B
| $770K | ﹤0.01% |
7,922
-1,455
| -16% | -$126K |
|
|
ANAT
2367
DELISTED
American National Group, Inc. Common Stock
ANAT
| $768K | ﹤0.01% |
6,702
+463
| +7% | +$49.6K |
|
2368
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
| $767K | ﹤0.01% |
65,103
-690,571
| -91% | -$7.71M |
|
2369
WisdomTree India Earnings Fund ETF
EPI
$2.06B
| $766K | ﹤0.01% |
43,925
-4,159
| -9% | -$69.2K |
|
2370
Gabelli Dividend & Income Trust
GDV
$2.66B
| $764K | ﹤0.01% |
36,309
+15,716
| +76% | +$313K |
|
2371
Buckle
BKE
$2.35B
| $762K | ﹤0.01% |
14,853
+1,528
| +11% | +$75.6K |
|
|
NXG
2372
NXG NextGen Infrastructure Income Fund
NXG
$338M
| $762K | ﹤0.01% |
+7,607
| New | +$728K |
|
2373
Zebra Technologies
ZBRA
$17.7B
| $762K | ﹤0.01% |
14,090
-8,252
| -37% | -$414K |
|
|
BCS.PR.CL
2374
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
| $762K | ﹤0.01% |
31,562
-21,972
| -41% | -$537K |
|
|
CEO
2375
DELISTED
CNOOC Limited
CEO
| $762K | ﹤0.01% |
4,060
-58,678
| -94% | -$11.7M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.