Guggenheim Capital’s BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK) BCS.PR.CL Stock Holding History

Guggenheim Capital’s Portfolio BCS.PR.CL Stock Details BCS.PR.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-27,621	Closed	-$700K	–	3175
2014 Q3	$700K	Sell	27,621 -1,880	-6%	-$47.7K	﹤0.01%	2411
2014 Q2	$749K	Sell	29,501 -1,636	-5%	-$41.5K	﹤0.01%	2417
2014 Q1	$788K	Sell	31,137 -425	-1%	-$10.6K	﹤0.01%	2386
2013 Q4	$762K	Sell	31,562 -21,972	-41%	-$537K	﹤0.01%	2375
2013 Q3	$1.31M	Sell	53,534 -7,051	-12%	-$173K	﹤0.01%	1928
2013 Q2	$1.5M	Buy	+60,585	New	+$1.53M	0.01%	1719

Other funds holding BCS.PR.CL

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IIA

IPG Investment Advisors San Diego, California $582M AUM 33.22% 1-Year Est. Return

CAM

Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return

Guggenheim Capital's BCS.PR.CL Position: Q4 2014 in Review

Guggenheim Capital sold out of BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK) (BCS.PR.CL) in Q4 2014, closing a stake of 27,621 shares — an estimated $700K sold.

Guggenheim Capital first reported a position in BCS.PR.CL in Q2 2013 and held it in 6 quarters. The position peaked at $1.5M in Q2 2013. 53 funds tracked by Wall St. Rank hold BCS.PR.CL as of Q4 2014.

Guggenheim Capital reported no remaining BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK) position as of Q4 2014 after selling out during the quarter.
Guggenheim Capital sold 27,621 BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK) shares in Q4 2014, an estimated $700K.
Guggenheim Capital first reported a position in BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK) in Q2 2013 and held it in 6 quarters.
Guggenheim Capital's BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK) position peaked at $1.5M in Q2 2013.
53 funds tracked by Wall St. Rank held BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK) as of Q4 2014.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.