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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWS
2301
DELISTED
SWS GROUP INC
SWS
$940K ﹤0.01%
128,920
+34,160
+36% +$253K
CIR
2302
DELISTED
CIRCOR International, Inc
CIR
$939K ﹤0.01%
12,177
-1,620
-12% -$125K
ANK
2303
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$939K ﹤0.01%
16,183
-1,371
-8% -$79.6K
PFF icon
2304
iShares Preferred and Income Securities ETF
PFF
$13.3B
$938K ﹤0.01%
23,510
-2,551
-10% -$101K
CRS icon
2305
Carpenter Technology
CRS
$27B
$936K ﹤0.01%
14,798
+8,885
+150% +$564K
GRPN icon
2306
Groupon
GRPN
$1.05B
$934K ﹤0.01%
7,048
-4,690
-40% -$618K
IPAR icon
2307
Interparfums
IPAR
$4B
$930K ﹤0.01%
31,465
-1,949
-6% -$62.2K
GLP icon
2308
Global Partners
GLP
$1.69B
$927K ﹤0.01%
22,807
-529
-2% -$21.3K
XPRO icon
2309
Expro Ltd
XPRO
$1.79B
$927K ﹤0.01%
6,280
+4,300
+217% +$634K
S
2310
DELISTED
Sprint Corporation
S
$927K ﹤0.01%
108,649
+57,069
+111% +$501K
RCL icon
2311
Royal Caribbean
RCL
$86.7B
$919K ﹤0.01%
16,541
-37,565
-69% -$2.02M
JOBS
2312
DELISTED
51job Inc
JOBS
$919K ﹤0.01%
27,842
-2,982
-10% -$97.4K
HYMB icon
2313
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.17B
$915K ﹤0.01%
32,502
-3,526
-10% -$98.1K
SAND
2314
DELISTED
Sandstorm Gold
SAND
$914K ﹤0.01%
132,148
+3,318
+3% +$19.2K
VET icon
2315
Vermilion Energy
VET
$1.76B
$913K ﹤0.01%
13,092
+1,316
+11% +$87.7K
JKHY icon
2316
Jack Henry & Associates
JKHY
$11.1B
$909K ﹤0.01%
15,308
-296,471
-95% -$16.9M
PLCE icon
2317
Children's Place
PLCE
$56.3M
$907K ﹤0.01%
18,280
-5,098
-22% -$247K
PPP
2318
DELISTED
Primero Mining Corp
PPP
$907K ﹤0.01%
+113,210
New +$764K
HTLD icon
2319
Heartland Express
HTLD
$949M
$904K ﹤0.01%
42,364
+11,111
+36% +$240K
HRC
2320
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$903K ﹤0.01%
21,750
+14,544
+202% +$566K
VCLT icon
2321
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$902K ﹤0.01%
9,998
-1,084
-10% -$96.6K
LDP icon
2322
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$899K ﹤0.01%
35,357
+3,001
+9% +$73.9K
VRN
2323
DELISTED
Veren
VRN
$899K ﹤0.01%
+22,175
New +$824K
CRVL icon
2324
CorVel
CRVL
$3.09B
$898K ﹤0.01%
59,616
-7,665
-11% -$119K
BRKL
2325
DELISTED
Brookline Bancorp
BRKL
$896K ﹤0.01%
95,643
-7,860
-8% -$71.7K
91 92
93
94 95

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.