Guggenheim Capital’s Primero Mining Corp PPP Stock Holding History

Guggenheim Capital’s Portfolio PPP Stock Details PPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-11,957	Closed	-$20K	–	3046
2016 Q3	$20K	Sell	11,957 -615,224	-98%	-$1.18M	﹤0.01%	2826
2016 Q2	$1.3M	Buy	627,181 +164,392	+36%	+$302K	﹤0.01%	1858
2016 Q1	$837K	Buy	462,789 +94,558	+26%	+$184K	﹤0.01%	2156
2015 Q4	$840K	Buy	368,231 +60,867	+20%	+$146K	﹤0.01%	2172
2015 Q3	$716K	Buy	307,364 +110,238	+56%	+$313K	﹤0.01%	2277
2015 Q2	$767K	Sell	197,126 -53,066	-21%	-$208K	﹤0.01%	2359
2015 Q1	$858K	Buy	250,192 +70,288	+39%	+$259K	﹤0.01%	2314
2014 Q4	$691K	Buy	179,904 +14,560	+9%	+$59K	﹤0.01%	2389
2014 Q3	$802K	Buy	165,344 +52,134	+46%	+$359K	﹤0.01%	2343
2014 Q2	$907K	Buy	+113,210	New	+$764K	﹤0.01%	2323

Other funds holding PPP

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

DSC

Donald Smith & Co New York $5.56B AUM 47.13% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Sentry Investments Toronto, Ontario, Canada $6.7B AUM 3.72% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

AII

AGF Investments Inc Toronto, Ontario, Canada $10.6B AUM 4.37% 1-Year Est. Return

Guggenheim Capital's PPP Position: Q4 2016 in Review

Guggenheim Capital sold out of Primero Mining Corp (PPP) in Q4 2016, closing a stake of 11,957 shares — an estimated $20K sold.

Guggenheim Capital first reported a position in PPP in Q2 2014 and held it in 10 quarters. The position peaked at $1.3M in Q2 2016. 64 funds tracked by Wall St. Rank hold PPP as of Q4 2016.

Guggenheim Capital reported no remaining Primero Mining Corp position as of Q4 2016 after selling out during the quarter.
Guggenheim Capital sold 11,957 Primero Mining Corp shares in Q4 2016, an estimated $20K.
Guggenheim Capital first reported a position in Primero Mining Corp in Q2 2014 and held it in 10 quarters.
Guggenheim Capital's Primero Mining Corp position peaked at $1.3M in Q2 2016.
64 funds tracked by Wall St. Rank held Primero Mining Corp as of Q4 2016.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.