We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIM
2226
Chimera Investment
CIM
$1B
$1.07M ﹤0.01%
23,374
+4,070
+21% +$189K
EGN
2227
DELISTED
Energen
EGN
$1.07M ﹤0.01%
13,267
-758
-5% -$56.8K
CBL
2228
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.07M ﹤0.01%
60,363
+32,327
+115% +$563K
RUTH
2229
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$1.07M ﹤0.01%
88,239
-27,701
-24% -$351K
GUT
2230
Gabelli Utility Trust
GUT
$559M
$1.06M ﹤0.01%
161,131
-13,846
-8% -$88.7K
LPX icon
2231
Louisiana-Pacific
LPX
$5.49B
$1.06M ﹤0.01%
63,145
-27,367
-30% -$480K
MEAS
2232
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
$1.06M ﹤0.01%
15,644
-6,277
-29% -$377K
RBCN
2233
DELISTED
Rubicon Technology, Inc.
RBCN
$1.06M ﹤0.01%
9,393
-1,390
-13% -$165K
PFL
2234
PIMCO Income Strategy Fund
PFL
$388M
$1.06M ﹤0.01%
90,056
+18,438
+26% +$215K
ATR icon
2235
AptarGroup
ATR
$8.61B
$1.05M ﹤0.01%
15,876
-5,069
-24% -$330K
PNK
2236
DELISTED
Pinnacle Entertainment Inc.
PNK
$1.05M ﹤0.01%
44,283
-17,731
-29% -$416K
FCRD
2237
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$1.05M ﹤0.01%
75,912
+31,035
+69% +$477K
NUVA
2238
DELISTED
NuVasive, Inc.
NUVA
$1.05M ﹤0.01%
27,231
-9,832
-27% -$361K
G icon
2239
Genpact
G
$5.76B
$1.04M ﹤0.01%
59,980
+13,483
+29% +$228K
BRKR icon
2240
Bruker
BRKR
$8.14B
$1.04M ﹤0.01%
45,742
-5,749
-11% -$125K
NTLS
2241
DELISTED
NTELOS HLDGS CORP COM
NTLS
$1.04M ﹤0.01%
+77,297
New +$1.26M
BOI
2242
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$1.04M ﹤0.01%
62,018
+45,556
+277% +$770K
CTB
2243
DELISTED
Cooper Tire & Rubber Co.
CTB
$1.04M ﹤0.01%
42,895
-50,510
-54% -$1.2M
CVG
2244
DELISTED
Convergys
CVG
$1.04M ﹤0.01%
47,572
+1,064
+2% +$22.1K
DAL icon
2245
PUT
Delta Air Lines
DAL
$60.1B
$1.04M ﹤0.01%
+30,000
New +$965K
MIG
2246
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
$1.04M ﹤0.01%
177,904
+2,492
+1% +$15K
OPLK
2247
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
$1.04M ﹤0.01%
57,766
+849
+1% +$15.1K
GOL
2248
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$1.03M ﹤0.01%
105,995
+94,085
+790% +$850K
AGO icon
2249
Assured Guaranty
AGO
$3.34B
$1.03M ﹤0.01%
40,561
+11,712
+41% +$277K
EROC
2250
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$1.03M ﹤0.01%
195,212
-86,669
-31% -$471K
88 89
90
91 92

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.