Guggenheim Capital’s EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR EROC Stock Holding History

Guggenheim Capital’s Portfolio EROC Stock Details EROC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-68,056	Closed	-$242K	–	3189
2014 Q3	$242K	Sell	68,056 -106,095	-61%	-$462K	﹤0.01%	2780
2014 Q2	$868K	Sell	174,151 -21,061	-11%	-$96.3K	﹤0.01%	2349
2014 Q1	$1.03M	Sell	195,212 -86,669	-31%	-$471K	﹤0.01%	2251
2013 Q4	$1.68M	Sell	281,881 -33,600	-11%	-$209K	0.01%	1915
2013 Q3	$2.24M	Sell	315,481 -27,628	-8%	-$192K	0.01%	1536
2013 Q2	$2.7M	Buy	+343,109	New	+$3.13M	0.01%	1344

Other funds holding EROC

GFWEV

G.F.W. Energy VIII Irving, Texas $76.3M AUM 11.41% 1-Year Est. Return

GFWEV

G.F.W. Energy VII Irving, Texas $1.49M AUM 89.53% 1-Year Est. Return

RR Advisors Dallas, Texas $360M AUM 28.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Pinnacle Holdings Tulsa, Oklahoma $309M AUM 18.8% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Guggenheim Capital's EROC Position: Q4 2014 in Review

Guggenheim Capital sold out of EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR (EROC) in Q4 2014, closing a stake of 68,056 shares — an estimated $242K sold.

Guggenheim Capital first reported a position in EROC in Q2 2013 and held it in 6 quarters. The position peaked at $2.7M in Q2 2013. 65 funds tracked by Wall St. Rank hold EROC as of Q4 2014.

Guggenheim Capital reported no remaining EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR position as of Q4 2014 after selling out during the quarter.
Guggenheim Capital sold 68,056 EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR shares in Q4 2014, an estimated $242K.
Guggenheim Capital first reported a position in EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR in Q2 2013 and held it in 6 quarters.
Guggenheim Capital's EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR position peaked at $2.7M in Q2 2013.
65 funds tracked by Wall St. Rank held EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR as of Q4 2014.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.