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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FWM
2226
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
| $769K | ﹤0.01% |
30,084
-30,696
| -51% | -$768K |
|
|
KMR
2227
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
| $769K | ﹤0.01% |
11,157
+1,022
| +10% | +$74.9K |
|
2228
Albemarle
ALB
$15.1B
| $768K | ﹤0.01% |
12,205
-9,849
| -45% | -$620K |
|
2229
AptarGroup
ATR
$8.72B
| $768K | ﹤0.01% |
12,776
+7,255
| +131% | +$429K |
|
|
BKMU
2230
DELISTED
Bank Mutual Corp
BKMU
| $767K | ﹤0.01% |
122,320
+10,722
| +10% | +$66.5K |
|
2231
Silvercrest Asset Management
SAMG
$79.3M
| $766K | ﹤0.01% |
+56,192
| New | +$741K |
|
|
OUTR
2232
DELISTED
OUTERWALL INC
OUTR
| $763K | ﹤0.01% |
15,267
-19,168
| -56% | -$1.13M |
|
2233
Quaker Houghton
KWR
$2.94B
| $760K | ﹤0.01% |
10,410
+1,232
| +13% | +$83.4K |
|
2234
Bruker
BRKR
$7.91B
| $759K | ﹤0.01% |
36,750
-26,502
| -42% | -$507K |
|
2235
TETRA Technologies
TTI
$1.27B
| $758K | ﹤0.01% |
60,512
+3,721
| +7% | +$42.5K |
|
2236
KVH Industries
KVHI
$163M
| $755K | ﹤0.01% |
54,734
+20,069
| +58% | +$274K |
|
2237
Evercore
EVR
$12B
| $752K | ﹤0.01% |
15,278
-2,801
| -15% | -$129K |
|
2238
KKR & Co
KKR
$93.6B
| $752K | ﹤0.01% |
36,517
-377,529
| -91% | -$7.57M |
|
|
CCRN
2239
DELISTED
Cross Country Healthcare
CCRN
| $750K | ﹤0.01% |
123,692
+11,217
| +10% | +$64.3K |
|
|
VCBI
2240
DELISTED
VIRGINIA COMMERCE BANCORP
VCBI
| $748K | ﹤0.01% |
48,179
-10,085
| -17% | -$153K |
|
2241
First Financial Bancorp
FFBC
$3.54B
| $744K | ﹤0.01% |
49,077
-9,289
| -16% | -$146K |
|
2242
United Bankshares
UBSI
$6.64B
| $744K | ﹤0.01% |
25,705
-1,263
| -5% | -$35.9K |
|
|
SUP
2243
DELISTED
Superior Industries International
SUP
| $741K | ﹤0.01% |
41,523
-9,835
| -19% | -$177K |
|
|
RLOG
2244
DELISTED
Rand Logistics, Inc.
RLOG
| $740K | ﹤0.01% |
+151,728
| New | +$771K |
|
2245
WisdomTree India Earnings Fund ETF
EPI
$2.06B
| $737K | ﹤0.01% |
48,084
+384
| +0.8% | +$5.95K |
|
2246
Ziff Davis
ZD
$2.12B
| $735K | ﹤0.01% |
17,076
-4,947
| -22% | -$207K |
|
|
TCP
2247
DELISTED
TC Pipelines LP
TCP
| $735K | ﹤0.01% |
15,088
-1,844
| -11% | -$91.2K |
|
2248
Dillards
DDS
$9.44B
| $734K | ﹤0.01% |
9,377
-10,211
| -52% | -$827K |
|
2249
Martin Marietta Materials
MLM
$33.2B
| $734K | ﹤0.01% |
7,475
-48,188
| -87% | -$4.79M |
|
2250
Gibraltar Industries
ROCK
$1.55B
| $734K | ﹤0.01% |
51,457
+4,898
| +11% | +$70.3K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.