Guggenheim Capital’s Bank Mutual Corp BKMU Stock Holding History

Guggenheim Capital’s Portfolio BKMU Stock Details BKMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-172,754	Closed	-$1.33M	–	3041
2016 Q3	$1.33M	Sell	172,754 -22,056	-11%	-$170K	﹤0.01%	1901
2016 Q2	$1.5M	Sell	194,810 -10,127	-5%	-$79.4K	﹤0.01%	1763
2016 Q1	$1.55M	Sell	204,937 -44,472	-18%	-$334K	﹤0.01%	1751
2015 Q4	$1.95M	Sell	249,409 -178,878	-42%	-$1.35M	0.01%	1632
2015 Q3	$3.29M	Buy	428,287 +10,045	+2%	+$73.4K	0.01%	1266
2015 Q2	$3.21M	Buy	418,242 +112,235	+37%	+$818K	0.01%	1410
2015 Q1	$2.24M	Buy	306,007 +66,178	+28%	+$463K	0.01%	1675
2014 Q4	$1.65M	Buy	+239,829	New	+$1.55M	﹤0.01%	1892
2013 Q4	–	Sell	-122,320	Closed	-$767K	–	3301
2013 Q3	$767K	Buy	122,320 +10,722	+10%	+$66.5K	﹤0.01%	2231
2013 Q2	$629K	Buy	+111,598	New	+$609K	﹤0.01%	2310

Other funds holding BKMU

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Guggenheim Capital's BKMU Position: Q4 2016 in Review

Guggenheim Capital sold out of Bank Mutual Corp (BKMU) in Q4 2016, closing a stake of 172,754 shares — an estimated $1.33M sold.

Guggenheim Capital first reported a position in BKMU in Q2 2013 and held it in 10 quarters. The position peaked at $3.29M in Q3 2015. 117 funds tracked by Wall St. Rank hold BKMU as of Q4 2016.

Guggenheim Capital reported no remaining Bank Mutual Corp position as of Q4 2016 after selling out during the quarter.
Guggenheim Capital sold 172,754 Bank Mutual Corp shares in Q4 2016, an estimated $1.33M.
Guggenheim Capital first reported a position in Bank Mutual Corp in Q2 2013 and held it in 10 quarters.
Guggenheim Capital's Bank Mutual Corp position peaked at $3.29M in Q3 2015.
117 funds tracked by Wall St. Rank held Bank Mutual Corp as of Q4 2016.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.