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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2176
NETGEAR
NTGR
$652M
| $1.12M | ﹤0.01% |
34,081
-3,779
| -10% | -$118K |
|
2177
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
| $1.12M | ﹤0.01% |
41,567
-7,168
| -15% | -$196K |
|
2178
Workday
WDAY
$42B
| $1.12M | ﹤0.01% |
13,478
-15,939
| -54% | -$1.26M |
|
|
ESC
2179
DELISTED
EMERITUS CORP
ESC
| $1.12M | ﹤0.01% |
+51,673
| New | +$1.06M |
|
2180
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.84B
| $1.11M | ﹤0.01% |
13,363
-2,301
| -15% | -$191K |
|
2181
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.18B
| $1.11M | ﹤0.01% |
43,440
-7,494
| -15% | -$194K |
|
2182
Cirrus Logic
CRUS
$6.19B
| $1.11M | ﹤0.01% |
54,128
-39,703
| -42% | -$856K |
|
2183
Galicia Financial Group
GGAL
$7.51B
| $1.1M | ﹤0.01% |
+105,691
| New | +$1.13M |
|
|
SHPG
2184
DELISTED
Shire pic
SHPG
| $1.1M | ﹤0.01% |
7,804
+4,540
| +139% | +$597K |
|
|
HR
2185
DELISTED
Healthcare Realty Trust Incorporated
HR
| $1.1M | ﹤0.01% |
51,508
-11,876
| -19% | -$269K |
|
2186
National Health Investors
NHI
$3.65B
| $1.1M | ﹤0.01% |
+19,569
| New | +$1.16M |
|
|
ASEI
2187
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
| $1.1M | ﹤0.01% |
15,239
+4,748
| +45% | +$319K |
|
|
AOI
2188
DELISTED
Alliance One International
AOI
| $1.09M | ﹤0.01% |
35,918
-10,091
| -22% | -$302K |
|
|
GUT
2189
Gabelli Utility Trust
GUT
$558M
| $1.09M | ﹤0.01% |
174,977
-9,392
| -5% | -$58.7K |
|
2190
iShares MSCI Italy ETF
EWI
$1.07B
| $1.09M | ﹤0.01% |
34,900
+150
| +0.4% | +$4.55K |
|
2191
Gorman-Rupp
GRC
$2.23B
| $1.09M | ﹤0.01% |
32,534
+2,320
| +8% | +$73.3K |
|
2192
iShares MSCI Brazil ETF
EWZ
$9.07B
| $1.09M | ﹤0.01% |
24,313
+9,232
| +61% | +$439K |
|
|
SPLK
2193
DELISTED
Splunk Inc
SPLK
| $1.09M | ﹤0.01% |
15,823
+9,125
| +136% | +$592K |
|
|
WINT
2194
DELISTED
Windtree Therapeutics Inc
WINT
| $1.09M | ﹤0.01% |
34,479
-169
| -0.5% | -$5.29K |
|
2195
Astec Industries
ASTE
$1.02B
| $1.08M | ﹤0.01% |
28,076
+11,261
| +67% | +$399K |
|
|
MNP
2196
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
| $1.08M | ﹤0.01% |
78,884
+17,974
| +30% | +$245K |
|
|
FARO
2197
DELISTED
Faro Technologies
FARO
| $1.08M | ﹤0.01% |
+18,550
| New | +$921K |
|
|
VTLE
2198
DELISTED
Vital Energy
VTLE
| $1.08M | ﹤0.01% |
1,945
-2,343
| -55% | -$1.37M |
|
|
JCP
2199
DELISTED
J.C. Penney Company, Inc.
JCP
| $1.07M | ﹤0.01% |
117,495
-899,453
| -88% | -$7.5M |
|
2200
Banco Macro
BMA
$5.51B
| $1.07M | ﹤0.01% |
+44,258
| New | +$1.19M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.