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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2126
Royal Caribbean
RCL
$85.7B
| $1.24M | ﹤0.01% |
26,073
+12,178
| +88% | +$517K |
|
|
AWH
2127
DELISTED
Allied World Assurance Co Hld Lt
AWH
| $1.24M | ﹤0.01% |
32,847
+14,397
| +78% | +$519K |
|
2128
Movado Group
MOV
$840M
| $1.23M | ﹤0.01% |
27,959
+246
| +0.9% | +$11K |
|
|
TBHC
2129
DELISTED
The Brand House Collective
TBHC
| $1.23M | ﹤0.01% |
51,810
-37,704
| -42% | -$790K |
|
|
BSD
2130
DELISTED
The BlackRock Strategic Municipal Trust
BSD
| $1.22M | ﹤0.01% |
100,803
+11,764
| +13% | +$144K |
|
2131
Palo Alto Networks
PANW
$293B
| $1.22M | ﹤0.01% |
127,602
-64,434
| -34% | -$511K |
|
|
SAVE
2132
DELISTED
Spirit Airlines, Inc.
SAVE
| $1.22M | ﹤0.01% |
26,912
-15,396
| -36% | -$655K |
|
|
MIG
2133
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
| $1.22M | ﹤0.01% |
175,412
-53,221
| -23% | -$367K |
|
|
SRF
2134
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
| $1.22M | ﹤0.01% |
+14,357
| New | +$1.22M |
|
2135
Terreno Realty
TRNO
$7.2B
| $1.21M | ﹤0.01% |
68,453
-11,234
| -14% | -$197K |
|
|
CXH
2136
DELISTED
MFS Investment Grade Municipal Trust
CXH
| $1.21M | ﹤0.01% |
140,319
-34,227
| -20% | -$292K |
|
2137
Marcus Corp
MCS
$944M
| $1.2M | ﹤0.01% |
89,526
+43,469
| +94% | +$613K |
|
|
NUVA
2138
DELISTED
NuVasive, Inc.
NUVA
| $1.2M | ﹤0.01% |
+37,063
| New | +$1.11M |
|
|
BGG
2139
DELISTED
Briggs & Stratton Corp.
BGG
| $1.2M | ﹤0.01% |
55,039
+35,583
| +183% | +$705K |
|
2140
Telkom Indonesia
TLK
$14.8B
| $1.19M | ﹤0.01% |
66,574
-11,762
| -15% | -$222K |
|
2141
York Water
YORW
$512M
| $1.19M | ﹤0.01% |
56,931
+5,088
| +10% | +$106K |
|
|
SCU
2142
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
| $1.19M | ﹤0.01% |
8,006
-738
| -8% | -$97.2K |
|
|
PEI
2143
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
| $1.18M | ﹤0.01% |
4,156
+1,586
| +62% | +$434K |
|
|
ALDW
2144
DELISTED
Alon USA Partners LP
ALDW
| $1.18M | ﹤0.01% |
70,951
+12,445
| +21% | +$179K |
|
|
DNY
2145
DELISTED
DONNELLEY R R & SONS CO
DNY
| $1.18M | ﹤0.01% |
58,123
-157,531
| -73% | -$3.2M |
|
2146
Harmony Gold Mining
HMY
$11.3B
| $1.18M | ﹤0.01% |
465,262
-23,234
| -5% | -$69.7K |
|
|
AZPN
2147
DELISTED
ASPEN TECHNOLOGY INC
AZPN
| $1.18M | ﹤0.01% |
28,151
+18,352
| +187% | +$767K |
|
2148
Silvercrest Asset Management
SAMG
$79.3M
| $1.17M | ﹤0.01% |
68,867
+12,675
| +23% | +$191K |
|
2149
Cognex
CGNX
$11.2B
| $1.17M | ﹤0.01% |
61,414
-99,898
| -62% | -$1.62M |
|
2150
Vanguard FTSE Developed Markets ETF
VEA
$234B
| $1.17M | ﹤0.01% |
28,065
-23,219
| -45% | -$942K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.