Guggenheim Capital’s THE CUSHING ROYALTY & INCOME FUND SRF Stock Holding History

Guggenheim Capital’s Portfolio SRF Stock Details SRF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-25,493	Closed	-$235K	–	2446
2018 Q3	$235K	Buy	+25,493	New	+$238K	﹤0.01%	2291
2015 Q4	–	Sell	-19,580	Closed	-$268K	–	3114
2015 Q3	$268K	Sell	19,580 -2,745	-12%	-$49.7K	﹤0.01%	2640
2015 Q2	$481K	Sell	22,325 -2,239	-9%	-$57.6K	﹤0.01%	2550
2015 Q1	$649K	Sell	24,564 -2,726	-10%	-$85.5K	﹤0.01%	2433
2014 Q4	$1.07M	Sell	27,290 -3,549	-12%	-$245K	﹤0.01%	2164
2014 Q3	$2.77M	Sell	30,839 -1,501	-5%	-$149K	0.01%	1533
2014 Q2	$3.27M	Buy	32,340 +8,379	+35%	+$813K	0.01%	1442
2014 Q1	$2.21M	Buy	23,961 +9,604	+67%	+$861K	0.01%	1715
2013 Q4	$1.22M	Buy	+14,357	New	+$1.22M	﹤0.01%	2135

Other funds holding SRF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital's SRF Position: Q4 2018 in Review

Guggenheim Capital sold out of THE CUSHING ROYALTY & INCOME FUND (SRF) in Q4 2018, closing a stake of 25,493 shares — an estimated $235K sold.

Guggenheim Capital first reported a position in SRF in Q4 2013 and held it in 9 quarters. The position peaked at $3.27M in Q2 2014. 21 funds tracked by Wall St. Rank hold SRF as of Q4 2018.

Guggenheim Capital reported no remaining THE CUSHING ROYALTY & INCOME FUND position as of Q4 2018 after selling out during the quarter.
Guggenheim Capital sold 25,493 THE CUSHING ROYALTY & INCOME FUND shares in Q4 2018, an estimated $235K.
Guggenheim Capital first reported a position in THE CUSHING ROYALTY & INCOME FUND in Q4 2013 and held it in 9 quarters.
Guggenheim Capital's THE CUSHING ROYALTY & INCOME FUND position peaked at $3.27M in Q2 2014.
21 funds tracked by Wall St. Rank held THE CUSHING ROYALTY & INCOME FUND as of Q4 2018.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.