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SRF

THE CUSHING ROYALTY & INCOME FUND

Delisted

SRF was delisted on the 29th of May, 2020.

22 hedge funds and large institutions have $16.3M invested in THE CUSHING ROYALTY & INCOME FUND in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

200% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 4

92% more capital invested

Capital invested by funds: $8.52M → $16.3M (+$7.82M)

16% more funds holding

Funds holding: 1922 (+3)

Holders
22
Holders Change
+3
Holders Change %
+15.79%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
12
Reduced
4
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NIMC
1
NWQ Investment Management Company
California
$3.92M +$2.38M +24,529 +172%
GC
2
Guggenheim Capital
Illinois
$3.27M +$813K +8,379 +35%
Morgan Stanley
3
Morgan Stanley
New York
$2.01M +$1.22M +12,560 +172%
AW
4
ACG Wealth
Georgia
$1.52M +$1.46M +15,000 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.21M -$302K -3,112 -21%
Stifel Financial
6
Stifel Financial
Missouri
$959K +$177K +1,823 +24%
LPL Financial
7
LPL Financial
California
$820K +$532K +5,483 +209%
WPP
8
Whalerock Point Partners
Rhode Island
$586K +$38.8K +400 +7%
OC
9
Oppenheimer & Co
New York
$527K -$63.8K -657 -11%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$399K +$94.7K +976 +33%
FAAS
11
First Allied Advisory Services
California
$329K +$120K +1,240 +61%
NIM
12
NXG Investment Management
Texas
$221K +$10.9K +112 +5%
NFG
13
Next Financial Group
Texas
$173K +$166K +1,709 New
Wells Fargo
14
Wells Fargo
California
$82K -$971 -10 -1%
BRWM
15
B. Riley Wealth Management
Tennessee
$72K +$16.2K +167 +30%
PSI
16
Pinnacle Summer Investments
Virginia
$69K +$1.17K +12 +2%
TDC
17
Thompson Davis & Co
Virginia
$54K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$38K +$26.2K +270 +257%
U
19
UBS
Switzerland
$20K -$11.8K -122 -38%
ECM
20
Exchange Capital Management
Michigan
$20K
TRCT
21
Tower Research Capital (TRC)
New York
$18K +$17.5K +180 New
EWM
22
Evercore Wealth Management
New York
$14K +$13.6K +140 New

SRF Hedge Fund Activity: Q2 2014 in Review

22 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in THE CUSHING ROYALTY & INCOME FUND (SRF) for Q2 2014, worth a combined $16.3M — up 92% from $8.52M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SRF positions and 1 closed out — a net gain of 3 holders — while 12 added to existing stakes and 4 trimmed.

The largest buyer was NWQ Investment Management Company, adding an estimated $2.38M. The largest seller was Royal Bank of Canada, cutting an estimated $302K.

  • 22 institutional investors held THE CUSHING ROYALTY & INCOME FUND (SRF) as of Q2 2014, up from 19 in Q1 2014.
  • Funds reported $16.3M of THE CUSHING ROYALTY & INCOME FUND stock for Q2 2014, up 92% quarter-over-quarter.
  • 4 funds opened new THE CUSHING ROYALTY & INCOME FUND positions in Q2 2014 and 1 closed out, a net change of +3 holders.
  • The largest THE CUSHING ROYALTY & INCOME FUND buyer in Q2 2014 was NWQ Investment Management Company, an estimated $2.38M added.
  • The largest THE CUSHING ROYALTY & INCOME FUND seller in Q2 2014 was Royal Bank of Canada, an estimated $302K sold.

Based on aggregated 13F filings for Q2 2014.