LPL Financial
SRF

LPL Financial’s THE CUSHING ROYALTY & INCOME FUND SRF Stock Holding History

LPL Financial’s Portfolio SRF Stock Details SRF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-5,234
Closed -$110K – 2936
2015
Q2 		$110K Buy
5,234
+1,088
+26% +$28K ﹤0.01% 2745
2015
Q1 		$109K Sell
4,146
-4,670
-53% -$146K ﹤0.01% 2668
2014
Q4 		$347K Sell
8,816
-5,794
-40% -$400K ﹤0.01% 2042
2014
Q3 		$1.3M Buy
14,610
+6,503
+80% +$647K 0.01% 1109
2014
Q2 		$820K Buy
8,107
+5,483
+209% +$532K ﹤0.01% 1466
2014
Q1 		$242K Buy
+2,624
New +$235K ﹤0.01% 2295
2013
Q4 		– Sell
-2,475
Closed -$210K – 2715
2013
Q3 		$210K Sell
2,475
-583
-19% -$54.6K ﹤0.01% 2284
2013
Q2 		$293K Buy
+3,058
New +$315K ﹤0.01% 1923

Other funds holding SRF

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
ICM
Ionic Capital Management New York $1.37B AUM 48.26% 1-Year Est. Return
TC
TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
SSB
Sandy Spring Bank Olney, Maryland $2.38B AUM 8.14% 1-Year Est. Return
FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return

LPL Financial's SRF Position: Q3 2015 in Review

LPL Financial sold out of THE CUSHING ROYALTY & INCOME FUND (SRF) in Q3 2015, closing a stake of 5,234 shares — an estimated $110K sold.

LPL Financial first reported a position in SRF in Q2 2013 and held it in 8 quarters. The position peaked at $1.3M in Q3 2014. 16 funds tracked by Wall St. Rank hold SRF as of Q3 2015.

  • LPL Financial reported no remaining THE CUSHING ROYALTY & INCOME FUND position as of Q3 2015 after selling out during the quarter.
  • LPL Financial sold 5,234 THE CUSHING ROYALTY & INCOME FUND shares in Q3 2015, an estimated $110K.
  • LPL Financial first reported a position in THE CUSHING ROYALTY & INCOME FUND in Q2 2013 and held it in 8 quarters.
  • LPL Financial's THE CUSHING ROYALTY & INCOME FUND position peaked at $1.3M in Q3 2014.
  • 16 funds tracked by Wall St. Rank held THE CUSHING ROYALTY & INCOME FUND as of Q3 2015.

Based on LPL Financial's 13F filing for Q3 2015, filed 13 Nov 2015.