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SRF

THE CUSHING ROYALTY & INCOME FUND

Delisted

SRF was delisted on the 29th of May, 2020.

26 hedge funds and large institutions have $18.2M invested in THE CUSHING ROYALTY & INCOME FUND in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

25% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 8

18% more funds holding

Funds holding: 2226 (+4)

11% more capital invested

Capital invested by funds: $16.3M → $18.2M (+$1.87M)

Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NIMC
1
NWQ Investment Management Company
California
$4.16M +$748K +7,518 +19%
GC
2
Guggenheim Capital
Illinois
$2.77M -$149K -1,501 -5%
Morgan Stanley
3
Morgan Stanley
New York
$2.57M +$870K +8,742 +44%
Stifel Financial
4
Stifel Financial
Missouri
$1.43M +$642K +6,457 +68%
LPL Financial
5
LPL Financial
California
$1.3M +$647K +6,503 +80%
AW
6
ACG Wealth
Georgia
$956K -$433K -4,349 -29%
B
7
Baird
Wisconsin
$871K +$965K +9,705 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$848K -$248K -2,492 -21%
OC
9
Oppenheimer & Co
New York
$711K +$270K +2,715 +52%
WPP
10
Whalerock Point Partners
Rhode Island
$562K +$45.8K +460 +8%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$484K +$145K +1,455 +37%
VKH
12
Virtu KCG Holdings
New York
$352K +$390K +3,920 New
FAAS
13
First Allied Advisory Services
California
$231K -$69.6K -700 -21%
Citadel Advisors
14
Citadel Advisors
Florida
$209K +$232K +2,331 New
NIM
15
NXG Investment Management
Texas
$201K +$6.07K +61 +3%
NFG
16
Next Financial Group
Texas
$145K -$9.05K -91 -5%
US Bancorp
17
US Bancorp
Minnesota
$111K +$123K +1,240 New
Wells Fargo
18
Wells Fargo
California
$71K -$1.99K -20 -2%
BRWM
19
B. Riley Wealth Management
Tennessee
$65K +$597 +6 +0.8%
PSI
20
Pinnacle Summer Investments
Virginia
$63K +$1.19K +12 +2%
TDC
21
Thompson Davis & Co
Virginia
$48K
ECM
22
Exchange Capital Management
Michigan
$18K
U
23
UBS
Switzerland
$18K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$9K -$26.9K -270 -72%
GSC
25
Ground Swell Capital
South Carolina
$5K +$5.97K +60 New

SRF Hedge Fund Activity: Q3 2014 in Review

26 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in THE CUSHING ROYALTY & INCOME FUND (SRF) for Q3 2014, worth a combined $18.2M — up 11% from $16.3M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SRF positions and 1 closed out — a net gain of 4 holders — while 10 added to existing stakes and 8 trimmed.

The largest buyer was Baird, opening a new position worth an estimated $965K. The largest seller was ACG Wealth, cutting an estimated $433K.

  • 26 institutional investors held THE CUSHING ROYALTY & INCOME FUND (SRF) as of Q3 2014, up from 22 in Q2 2014.
  • Funds reported $18.2M of THE CUSHING ROYALTY & INCOME FUND stock for Q3 2014, up 11% quarter-over-quarter.
  • 5 funds opened new THE CUSHING ROYALTY & INCOME FUND positions in Q3 2014 and 1 closed out, a net change of +4 holders.
  • The largest THE CUSHING ROYALTY & INCOME FUND buyer in Q3 2014 was Baird, an estimated $965K added.
  • The largest THE CUSHING ROYALTY & INCOME FUND seller in Q3 2014 was ACG Wealth, an estimated $433K sold.

Based on aggregated 13F filings for Q3 2014.