NWQ Investment Management Company’s THE CUSHING ROYALTY & INCOME FUND SRF Stock Holding History

NWQ Investment Management Company’s Portfolio SRF Stock Details SRF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-15,878	Closed	-$624K	–	188
2014 Q4	$624K	Sell	15,878 -30,425	-66%	-$2.1M	0.01%	170
2014 Q3	$4.16M	Buy	46,303 +7,518	+19%	+$748K	0.05%	140
2014 Q2	$3.92M	Buy	38,785 +24,529	+172%	+$2.38M	0.04%	140
2014 Q1	$1.31M	Buy	14,256 +9,256	+185%	+$830K	0.01%	152
2013 Q4	$424K	Buy	+5,000	New	+$426K	﹤0.01%	157

Other funds holding SRF

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Oppenheimer & Co New York $9.37B AUM 36.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NWQ Investment Management Company's SRF Position: Q1 2015 in Review

NWQ Investment Management Company sold out of THE CUSHING ROYALTY & INCOME FUND (SRF) in Q1 2015, closing a stake of 15,878 shares — an estimated $624K sold.

NWQ Investment Management Company first reported a position in SRF in Q4 2013 and held it in 5 quarters. The position peaked at $4.16M in Q3 2014. 21 funds tracked by Wall St. Rank hold SRF as of Q1 2015.

NWQ Investment Management Company reported no remaining THE CUSHING ROYALTY & INCOME FUND position as of Q1 2015 after selling out during the quarter.
NWQ Investment Management Company sold 15,878 THE CUSHING ROYALTY & INCOME FUND shares in Q1 2015, an estimated $624K.
NWQ Investment Management Company first reported a position in THE CUSHING ROYALTY & INCOME FUND in Q4 2013 and held it in 5 quarters.
NWQ Investment Management Company's THE CUSHING ROYALTY & INCOME FUND position peaked at $4.16M in Q3 2014.
21 funds tracked by Wall St. Rank held THE CUSHING ROYALTY & INCOME FUND as of Q1 2015.

Based on NWQ Investment Management Company's 13F filing for Q1 2015, filed 14 May 2015.