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SRF

THE CUSHING ROYALTY & INCOME FUND

Delisted

SRF was delisted on the 29th of May, 2020.

26 hedge funds and large institutions have $7.63M invested in THE CUSHING ROYALTY & INCOME FUND in 2014 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

0% more funds holding

Funds holding: 2626 (0)

33% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 9

58% less capital invested

Capital invested by funds: $18.2M → $7.63M (-$10.6M)

Holders
26
Holders Change
Holders Change %
0%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
6
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$1.07M -$245K -3,549 -12%
TC
2
TFS Capital
Pennsylvania
$810K +$1.42M +20,594 New
Morgan Stanley
3
Morgan Stanley
New York
$784K -$601K -8,712 -30%
RCM
4
Rivernorth Capital Management
Florida
$738K +$1.3M +18,764 New
NIMC
5
NWQ Investment Management Company
California
$624K -$2.1M -30,425 -66%
Stifel Financial
6
Stifel Financial
Missouri
$427K -$351K -5,084 -32%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$389K +$30.6K +443 +5%
UBS Group
8
UBS Group
Switzerland
$361K +$634K +9,183 New
OC
9
Oppenheimer & Co
New York
$356K +$78.3K +1,134 +14%
LPL Financial
10
LPL Financial
California
$347K -$400K -5,794 -40%
B
11
Baird
Wisconsin
$290K -$161K -2,329 -24%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$285K +$128K +1,854 +34%
AW
13
ACG Wealth
Georgia
$220K -$349K -5,048 -47%
VKH
14
Virtu KCG Holdings
New York
$198K +$77.4K +1,121 +29%
PAG
15
Private Advisor Group
New Jersey
$198K +$347K +5,032 New
Bank of America
16
Bank of America
North Carolina
$152K +$266K +3,860 New
Jane Street
17
Jane Street
New York
$135K +$236K +3,425 New
NIM
18
NXG Investment Management
Texas
$94K +$9.53K +138 +6%
US Bancorp
19
US Bancorp
Minnesota
$49K
Wells Fargo
20
Wells Fargo
California
$25K -$10.4K -150 -19%
PSI
21
Pinnacle Summer Investments
Virginia
$23K +$1.93K +28 +4%
TDC
22
Thompson Davis & Co
Virginia
$21K
BRWM
23
B. Riley Wealth Management
Tennessee
$10K -$31.4K -455 -63%
ECM
24
Exchange Capital Management
Michigan
$9K
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$6K +$9.66K +140 New

SRF Hedge Fund Activity: Q4 2014 in Review

26 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in THE CUSHING ROYALTY & INCOME FUND (SRF) for Q4 2014, worth a combined $7.63M — down 58% from $18.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SRF positions and 5 closed out — a net gain of 2 holders — while 6 added to existing stakes and 9 trimmed.

The largest buyer was TFS Capital, opening a new position worth an estimated $1.42M. The largest seller was NWQ Investment Management Company, cutting an estimated $2.1M.

  • 26 institutional investors held THE CUSHING ROYALTY & INCOME FUND (SRF) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $7.63M of THE CUSHING ROYALTY & INCOME FUND stock for Q4 2014, down 58% quarter-over-quarter.
  • 7 funds opened new THE CUSHING ROYALTY & INCOME FUND positions in Q4 2014 and 5 closed out, a net change of +2 holders.
  • The largest THE CUSHING ROYALTY & INCOME FUND buyer in Q4 2014 was TFS Capital, an estimated $1.42M added.
  • The largest THE CUSHING ROYALTY & INCOME FUND seller in Q4 2014 was NWQ Investment Management Company, an estimated $2.1M sold.

Based on aggregated 13F filings for Q4 2014.