First Allied Advisory Services’s THE CUSHING ROYALTY & INCOME FUND SRF Stock Holding History

First Allied Advisory Services’s Portfolio SRF Stock Details SRF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-2,570	Closed	-$231K	–	1124
2014 Q3	$231K	Sell	2,570 -700	-21%	-$69.6K	0.02%	854
2014 Q2	$329K	Buy	3,270 +1,240	+61%	+$120K	0.02%	680
2014 Q1	$189K	Buy	+2,030	New	+$182K	0.01%	894

Other funds holding SRF

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

NIMC

NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

First Allied Advisory Services's SRF Position: Q4 2014 in Review

First Allied Advisory Services sold out of THE CUSHING ROYALTY & INCOME FUND (SRF) in Q4 2014, closing a stake of 2,570 shares — an estimated $231K sold.

First Allied Advisory Services first reported a position in SRF in Q1 2014 and held it in 3 quarters. The position peaked at $329K in Q2 2014. 26 funds tracked by Wall St. Rank hold SRF as of Q4 2014.

First Allied Advisory Services reported no remaining THE CUSHING ROYALTY & INCOME FUND position as of Q4 2014 after selling out during the quarter.
First Allied Advisory Services sold 2,570 THE CUSHING ROYALTY & INCOME FUND shares in Q4 2014, an estimated $231K.
First Allied Advisory Services first reported a position in THE CUSHING ROYALTY & INCOME FUND in Q1 2014 and held it in 3 quarters.
First Allied Advisory Services's THE CUSHING ROYALTY & INCOME FUND position peaked at $329K in Q2 2014.
26 funds tracked by Wall St. Rank held THE CUSHING ROYALTY & INCOME FUND as of Q4 2014.

Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.