U
SRF

UBS’s THE CUSHING ROYALTY & INCOME FUND SRF Stock Holding History

UBS’s Portfolio SRF Stock Details SRF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$18K Hold
200
– – ﹤0.01% 8156
2014
Q2 		$20K Sell
200
-122
-38% -$11.8K ﹤0.01% 8103
2014
Q1 		$29K Sell
322
-391
-55% -$35.1K ﹤0.01% 7605
2013
Q4 		$61K Buy
713
+349
+96% +$29.7K ﹤0.01% 6713
2013
Q3 		$31K Buy
364
+164
+82% +$15.3K ﹤0.01% 7515
2013
Q2 		$19K Buy
+200
New +$20.6K ﹤0.01% 7967

Other funds holding SRF

NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AW
ACG Wealth Atlanta, Georgia $437M AUM 11.28% 1-Year Est. Return
B
Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
OC
Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return
WPP
Whalerock Point Partners Providence, Rhode Island $518M AUM 25.26% 1-Year Est. Return

UBS's SRF Position: Q3 2014 in Review

UBS held its THE CUSHING ROYALTY & INCOME FUND (SRF) position steady in Q3 2014 at 200 shares worth $18K. The position accounts for ﹤0.01% of the portfolio, ranked #8156.

UBS first reported a position in SRF in Q2 2013 and has held it in 6 quarters since. The position peaked at $61K in Q4 2013. 26 funds tracked by Wall St. Rank hold SRF as of Q3 2014.

  • UBS held 200 shares of THE CUSHING ROYALTY & INCOME FUND worth $18K as of Q3 2014.
  • UBS left its THE CUSHING ROYALTY & INCOME FUND share count unchanged in Q3 2014.
  • THE CUSHING ROYALTY & INCOME FUND made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8156 holding.
  • UBS first reported a position in THE CUSHING ROYALTY & INCOME FUND in Q2 2013 and has held it in 6 quarters since.
  • UBS's THE CUSHING ROYALTY & INCOME FUND position peaked at $61K in Q4 2013.
  • 26 funds tracked by Wall St. Rank held THE CUSHING ROYALTY & INCOME FUND as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.