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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SGY
2051
DELISTED
Stone Energy
SGY
| $1.07M | ﹤0.01% |
581
+54
| +10% | +$84.1K |
|
2052
Teekay Tankers
TNK
$2.67B
| $1.07M | ﹤0.01% |
50,887
+22,194
| +77% | +$486K |
|
|
DXYN
2053
DELISTED
Dixie Group Inc
DXYN
| $1.06M | ﹤0.01% |
95,600
+58,114
| +155% | +$588K |
|
|
HKTV
2054
DELISTED
HONG KONG TELEVISION NETWORK LTD
HKTV
| $1.06M | ﹤0.01% |
172,131
+12,964
| +8% | +$78.8K |
|
|
DCP
2055
DELISTED
DCP Midstream, LP
DCP
| $1.06M | ﹤0.01% |
21,326
-3,062
| -13% | -$156K |
|
|
AMAP
2056
DELISTED
AUTONAVI HLDGS LTD SPON ADR (CYM)
AMAP
| $1.06M | ﹤0.01% |
70,986
-2,272
| -3% | -$30.9K |
|
|
SA
2057
Seabridge Gold
SA
$3.12B
| $1.06M | ﹤0.01% |
101,090
-228
| -0.2% | -$2.81K |
|
|
AFFX
2058
DELISTED
Affymetrix Inc
AFFX
| $1.06M | ﹤0.01% |
170,392
+83,941
| +97% | +$434K |
|
|
SBW
2059
DELISTED
Western Asset Worldwide Income
SBW
| $1.06M | ﹤0.01% |
84,066
-20,045
| -19% | -$250K |
|
2060
Emcor
EME
$35.7B
| $1.05M | ﹤0.01% |
26,955
-3,265
| -11% | -$132K |
|
2061
UFP Industries
UFPI
$5.07B
| $1.05M | ﹤0.01% |
75,084
+4,095
| +6% | +$54.5K |
|
|
SYT
2062
DELISTED
Syngenta Ag
SYT
| $1.05M | ﹤0.01% |
12,949
-2,190
| -14% | -$176K |
|
|
UNTD
2063
DELISTED
UNITED ONLINE INC COM NEW
UNTD
| $1.05M | ﹤0.01% |
18,842
-3,201
| -15% | -$180K |
|
|
ZNH
2064
DELISTED
China Southern Airlines Company Limited
ZNH
| $1.05M | ﹤0.01% |
56,012
-6,202
| -10% | -$118K |
|
|
PTNR
2065
DELISTED
Partner Communications
PTNR
| $1.05M | ﹤0.01% |
132,683
+23,287
| +21% | +$171K |
|
|
ALOG
2066
DELISTED
Analogic Corp
ALOG
| $1.04M | ﹤0.01% |
12,608
+1,556
| +14% | +$117K |
|
|
CODE
2067
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
| $1.04M | ﹤0.01% |
103,184
-1,314
| -1% | -$14.9K |
|
2068
Tanger
SKT
$4.52B
| $1.04M | ﹤0.01% |
31,829
+14,550
| +84% | +$477K |
|
2069
York Water
YORW
$512M
| $1.04M | ﹤0.01% |
51,843
+2,960
| +6% | +$60.6K |
|
2070
Mizuho Financial
MFG
$130B
| $1.04M | ﹤0.01% |
240,294
-13,654
| -5% | -$58.5K |
|
2071
Sumitomo Mitsui Financial
SMFG
$163B
| $1.04M | ﹤0.01% |
106,438
+79,199
| +291% | +$752K |
|
2072
Vipshop
VIPS
$7.4B
| $1.03M | ﹤0.01% |
182,260
+64,240
| +54% | +$277K |
|
|
CYBX
2073
DELISTED
CYBERONICS INC
CYBX
| $1.03M | ﹤0.01% |
20,366
+2,775
| +16% | +$146K |
|
|
CEC
2074
DELISTED
CEC ENTERTAINMENT INC
CEC
| $1.03M | ﹤0.01% |
22,493
+399
| +2% | +$17.2K |
|
2075
Diamondrock Hospitality Co
DRH
$2.59B
| $1.03M | ﹤0.01% |
96,399
-331,066
| -77% | -$3.31M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.