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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
BJ's Restaurants
BJRI
$1.49B
| $1.43M | ﹤0.01% |
46,137
+19,050
| +70% | +$548K |
|
|
TEN
2027
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $1.43M | ﹤0.01% |
25,300
-10,874
| -30% | -$592K |
|
2028
Maximus
MMS
$3.06B
| $1.43M | ﹤0.01% |
32,477
-2,174
| -6% | -$100K |
|
2029
Invesco Financial Preferred ETF
PGF
$672M
| $1.43M | ﹤0.01% |
84,172
+61,334
| +269% | +$1.05M |
|
|
THI
2030
DELISTED
TIM HORTONS INC COM, CANADA
THI
| $1.42M | ﹤0.01% |
24,369
-79,887
| -77% | -$4.7M |
|
2031
AptarGroup
ATR
$8.63B
| $1.42M | ﹤0.01% |
20,945
+8,169
| +64% | +$521K |
|
2032
Pearson
PSO
$9.97B
| $1.42M | ﹤0.01% |
63,329
-61,376
| -49% | -$1.3M |
|
|
CATM
2033
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
| $1.42M | ﹤0.01% |
32,639
+26,579
| +439% | +$1.08M |
|
|
RNF
2034
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
| $1.41M | ﹤0.01% |
80,257
+45,071
| +128% | +$976K |
|
2035
Flotek Industries
FTK
$1.32B
| $1.41M | ﹤0.01% |
+11,712
| New | +$1.48M |
|
|
SGL
2036
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
| $1.41M | ﹤0.01% |
156,087
-10,791
| -6% | -$97.8K |
|
2037
PUT
ArcelorMittal
MT
$55.2B
| $1.41M | ﹤0.01% |
+34,549
| New | +$1.29M |
|
|
FCE.A
2038
DELISTED
Forest City Realty Trust, Inc.
FCE.A
| $1.41M | ﹤0.01% |
73,701
-744
| -1% | -$14.5K |
|
|
LGF
2039
DELISTED
Lions Gate Entertainment
LGF
| $1.41M | ﹤0.01% |
44,414
+32,272
| +266% | +$1.06M |
|
|
MFA
2040
MFA Financial
MFA
$919M
| $1.41M | ﹤0.01% |
49,815
-213,162
| -81% | -$6.24M |
|
2041
PUT
Emerson Electric
EMR
$87.5B
| $1.41M | ﹤0.01% |
20,000
+5,900
| +42% | +$394K |
|
2042
Toyota
TM
$222B
| $1.4M | ﹤0.01% |
11,520
-4,790
| -29% | -$602K |
|
2043
Insperity
NSP
$1.96B
| $1.4M | ﹤0.01% |
77,590
+45,454
| +141% | +$815K |
|
|
CPLA
2044
DELISTED
Capella Education Company
CPLA
| $1.4M | ﹤0.01% |
+21,086
| New | +$1.32M |
|
|
ACC
2045
DELISTED
American Campus Communities, Inc.
ACC
| $1.4M | ﹤0.01% |
43,474
-25,391
| -37% | -$853K |
|
2046
AXIS Capital
AXS
$7.62B
| $1.4M | ﹤0.01% |
29,404
-1,494
| -5% | -$70.5K |
|
2047
Markel Group
MKL
$23.2B
| $1.4M | ﹤0.01% |
2,406
+792
| +49% | +$430K |
|
2048
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
| $1.39M | ﹤0.01% |
50,936
+6,754
| +15% | +$186K |
|
2049
Crocs
CROX
$6.43B
| $1.39M | ﹤0.01% |
87,384
+56,444
| +182% | +$752K |
|
2050
Super Micro Computer
SMCI
$19B
| $1.39M | ﹤0.01% |
810,470
-170,230
| -17% | -$257K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.