Guggenheim Capital’s Flotek Industries FTK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-8,682	Closed	-$125K	–	2240
2018 Q3	$125K	Buy	8,682 +1,938	+29%	+$30K	﹤0.01%	2366
2018 Q2	$130K	Sell	6,744 -39,185	-85%	-$971K	﹤0.01%	2335
2018 Q1	$1.68M	Sell	45,929 -8,292	-15%	-$291K	﹤0.01%	1771
2017 Q4	$1.52M	Buy	54,221 +52,265	+2,672%	+$1.49M	﹤0.01%	1851
2017 Q3	$54K	Buy	+1,956	New	+$77.4K	﹤0.01%	2699
2016 Q1	–	Sell	-3,120	Closed	-$214K	–	2949
2015 Q4	$214K	Sell	3,120 -18,185	-85%	-$1.56M	﹤0.01%	2745
2015 Q3	$2.13M	Sell	21,305 -725	-3%	-$73.5K	0.01%	1548
2015 Q2	$1.66M	Buy	22,030 +4,494	+26%	+$364K	﹤0.01%	1913
2015 Q1	$1.55M	Buy	17,536 +3,038	+21%	+$297K	﹤0.01%	1984
2014 Q4	$1.63M	Buy	14,498 +6,138	+73%	+$758K	﹤0.01%	1902
2014 Q3	$1.31M	Sell	8,360 -742	-8%	-$127K	﹤0.01%	2057
2014 Q2	$1.76M	Buy	9,102 +742	+9%	+$130K	﹤0.01%	1921
2014 Q1	$1.4M	Sell	8,360 -3,352	-29%	-$471K	﹤0.01%	2036
2013 Q4	$1.41M	Buy	+11,712	New	+$1.48M	﹤0.01%	2036