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Flotek Industries

149 hedge funds and large institutions have $841M invested in Flotek Industries in 2013 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 60 increasing their positions, 57 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 13

4% more funds holding

Funds holding: 143149 (+6)

5% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 57

0.67% more ownership

Funds ownership: 12.86%13.53% (+0.67%)

7% less capital invested

Capital invested by funds: $904M → $841M (-$63.2M)

33% less call options, than puts

Call options by funds: $36.8M | Put options by funds: $54.9M

50% less funds holding in top 10

Funds holding in top 10: 63 (-3)

Holders
149
Holders Change
+6
Holders Change %
+4.2%
% of All Funds
4.33%
Holding in Top 10
3
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-50%
% of All Funds
0.09%
New
21
Increased
60
Reduced
57
Closed
13
Calls
$36.8M
Puts
$54.9M
Net Calls
-$18M
Net Calls Change
-$60.2M
Name Holding Trade Value Shares
Change
Change in
Stake
GCM
1
Gates Capital Management
New York
$111M +$18.3M +144,093 +19%
Vanguard Group
2
Vanguard Group
Pennsylvania
$60.8M +$2.77M +21,842 +5%
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$58.2M +$20.5M +161,741 +50%
BFA
4
BlackRock Fund Advisors
California
$50.4M +$1.25M +9,874 +2%
Bank of New York Mellon
5
Bank of New York Mellon
New York
$41.3M +$23.9M +188,853 +122%
BAMCO Inc
6
BAMCO Inc
New York
$31.5M +$32.9M +259,728 +16,062%
Lord, Abbett & Co
7
Lord, Abbett & Co
New Jersey
$30M -$2.08M -16,396 -6%
BIT
8
BlackRock Institutional Trust
California
$26.5M -$922K -7,278 -3%
GKIM
9
GW&K Investment Management
Massachusetts
$24.6M +$561K +4,425 +2%
EIP
10
Epoch Investment Partners
New York
$24.4M -$2.53M -19,953 -9%
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$23.4M +$2.48M +19,552 +11%
Loomis, Sayles & Company
12
Loomis, Sayles & Company
Massachusetts
$18.8M -$5.27M -41,635 -21%
State Street
13
State Street
Massachusetts
$18.1M -$404K -3,191 -2%
SCM
14
Sandler Capital Management
New York
$17.9M +$2.53M +19,950 +16%
CCM
15
Cupps Capital Management
Illinois
$16.9M -$5.39M -42,583 -23%
BC
16
Bruce & Co
Illinois
$16.8M -$21.2K -167 -0.1%
PP
17
Peconic Partners
New York
$16.6M -$2.11M -16,667 -11%
JCM
18
Jasinkiewicz Capital Management
New Jersey
$16.4M +$13.1M +103,438 +315%
ACMM
19
Arbor Capital Management (Minnesota)
Minnesota
$15M -$1.21M -9,566 -7%
WI
20
WHV Investments
California
$14.6M -$481K -3,798 -3%
Northern Trust
21
Northern Trust
Illinois
$13.8M +$21K +166 +0.1%
Principal Financial Group
22
Principal Financial Group
Iowa
$13.1M -$1.48M -11,689 -10%
CIP
23
Champlain Investment Partners
Vermont
$11.8M -$415K -3,279 -3%
AAMU
24
Amundi Asset Management US
Massachusetts
$8.31M -$2.64M -20,808 -23%
KCM
25
Kennedy Capital Management
Missouri
$7.75M -$4.49M -35,436 -36%

FTK Hedge Fund Activity: Q4 2013 in Review

149 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Flotek Industries (FTK) for Q4 2013, worth a combined $841M — down 7% from $904M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FTK positions and 13 closed out — a net gain of 8 holders — while 60 added to existing stakes and 57 trimmed.

The largest buyer was BAMCO Inc, adding an estimated $32.9M. The largest seller was Fiduciary Management Associates, exiting entirely with an estimated $13.8M sold.

  • 149 institutional investors held Flotek Industries (FTK) as of Q4 2013, up from 143 in Q3 2013.
  • Funds reported $841M of Flotek Industries stock for Q4 2013, down 7% quarter-over-quarter.
  • 21 funds opened new Flotek Industries positions in Q4 2013 and 13 closed out, a net change of +8 holders.
  • The largest Flotek Industries buyer in Q4 2013 was BAMCO Inc, an estimated $32.9M added.
  • The largest Flotek Industries seller in Q4 2013 was Fiduciary Management Associates, an estimated $13.8M sold.

Based on aggregated 13F filings for Q4 2013.