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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
BancFirst
BANF
$3.81B
| $1.49M | ﹤0.01% |
53,200
+9,800
| +23% | +$271K |
|
2002
CorVel
CRVL
$3.19B
| $1.49M | ﹤0.01% |
+95,373
| New | +$1.35M |
|
|
ACAS
2003
DELISTED
American Capital Ltd
ACAS
| $1.48M | ﹤0.01% |
94,771
+23,703
| +33% | +$343K |
|
2004
AMERISAFE
AMSF
$551M
| $1.48M | ﹤0.01% |
35,018
-695
| -2% | -$27.8K |
|
2005
Hancock Whitney
HWC
$6.22B
| $1.48M | ﹤0.01% |
40,216
+17,317
| +76% | +$584K |
|
|
MMD
2006
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
| $1.47M | ﹤0.01% |
93,422
+35,690
| +62% | +$559K |
|
|
STMP
2007
DELISTED
Stamps.com, Inc.
STMP
| $1.47M | ﹤0.01% |
34,918
+15,251
| +78% | +$683K |
|
2008
Pathward Financial
CASH
$1.86B
| $1.47M | ﹤0.01% |
109,215
+3,738
| +4% | +$47K |
|
2009
Mercury Systems
MRCY
$6.53B
| $1.47M | ﹤0.01% |
134,062
-15,950
| -11% | -$160K |
|
|
CZZ
2010
DELISTED
Cosan Limited
CZZ
| $1.47M | ﹤0.01% |
106,770
-31,330
| -23% | -$468K |
|
2011
Tenaris
TS
$27B
| $1.46M | ﹤0.01% |
33,441
-5,607
| -14% | -$254K |
|
|
IRC
2012
DELISTED
INLAND REAL ESTATE CORP
IRC
| $1.46M | ﹤0.01% |
138,837
+60,993
| +78% | +$640K |
|
|
TLM
2013
PUT
DELISTED
TALISMAN ENERGY INC
TLM
| $1.46M | ﹤0.01% |
+125,000
| New | +$1.5M |
|
2014
News Corp Class B
NWS
$18.3B
| $1.46M | ﹤0.01% |
81,619
+74,391
| +1,029% | +$1.3M |
|
|
PNI
2015
PIMCO New York Municipal Income Fund II
PNI
$76.9M
| $1.46M | ﹤0.01% |
142,269
+37,184
| +35% | +$393K |
|
2016
PUT
Textron
TXT
$15.1B
| $1.45M | ﹤0.01% |
+39,500
| New | +$1.21M |
|
|
LBAI
2017
DELISTED
Lakeland Bancorp Inc
LBAI
| $1.45M | ﹤0.01% |
123,224
+14,793
| +14% | +$168K |
|
2018
Santander
BSBR
$43.4B
| $1.45M | ﹤0.01% |
248,070
-83,023
| -25% | -$523K |
|
|
P
2019
DELISTED
Pandora Media Inc
P
| $1.45M | ﹤0.01% |
54,371
-12,731
| -19% | -$349K |
|
|
NPP
2020
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
| $1.44M | ﹤0.01% |
106,631
-101,606
| -49% | -$1.35M |
|
2021
Five Below
FIVE
$12.8B
| $1.44M | ﹤0.01% |
33,338
-2,297
| -6% | -$110K |
|
2022
Granite Construction
GVA
$5.32B
| $1.44M | ﹤0.01% |
41,172
+21,630
| +111% | +$680K |
|
|
WRI
2023
DELISTED
Weingarten Realty Investors
WRI
| $1.44M | ﹤0.01% |
52,544
-57,878
| -52% | -$1.71M |
|
2024
Douglas Emmett
DEI
$1.93B
| $1.44M | ﹤0.01% |
61,814
-5,903
| -9% | -$141K |
|
2025
Biglari Holdings Class B
BH
$1.22B
| $1.44M | ﹤0.01% |
4,585
+2,627
| +134% | +$742K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.