Guggenheim Capital’s PIMCO New York Municipal Income Fund II PNI Stock Holding History

Guggenheim Capital’s Portfolio PNI Stock Details PNI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$3.4M	Buy	+496,773	New	+$3.47M	0.03%	543
2025 Q3	–	Sell	-246,809	Closed	-$1.66M	–	1646
2025 Q2	$1.66M	Buy	246,809 +23,036	+10%	+$156K	0.01%	708
2025 Q1	$1.58M	Buy	223,773 +16,823	+8%	+$122K	0.01%	708
2024 Q4	$1.48M	Buy	206,950 +12,042	+6%	+$89.9K	0.01%	752
2024 Q3	$1.54M	Sell	194,908 -40,615	-17%	-$309K	0.01%	919
2024 Q2	$1.75M	Buy	235,523 +13,734	+6%	+$100K	0.01%	864
2024 Q1	$1.65M	Buy	221,789 +13,328	+6%	+$99.9K	0.01%	961
2023 Q4	$1.58M	Sell	208,461 -21,029	-9%	-$143K	0.01%	948
2023 Q3	$1.47M	Buy	229,490 +22,335	+11%	+$163K	0.01%	929
2023 Q2	$1.57M	Sell	207,155 -34,990	-14%	-$267K	0.01%	959
2023 Q1	$1.87M	Buy	242,145 +31,754	+15%	+$250K	0.02%	873
2022 Q4	$1.67M	Buy	210,391 +2,058	+1%	+$16K	0.01%	924
2022 Q3	$1.63M	Buy	208,333 +11,497	+6%	+$104K	0.01%	918
2022 Q2	$1.72M	Sell	196,836 -32,998	-14%	-$293K	0.01%	957
2022 Q1	$2.18M	Buy	229,834 +15,339	+7%	+$159K	0.01%	963
2021 Q4	$2.44M	Sell	214,495 -5,607	-3%	-$64.1K	0.01%	957
2021 Q3	$2.56M	Buy	220,102 +18,915	+9%	+$224K	0.02%	930
2021 Q2	$2.42M	Buy	201,187 +21,657	+12%	+$253K	0.01%	986
2021 Q1	$2.02M	Buy	179,530 +724	+0.4%	+$8.05K	0.01%	1021
2020 Q4	$1.94M	Sell	178,806 -12,286	-6%	-$129K	0.01%	982
2020 Q3	$2.05M	Buy	191,092 +11,317	+6%	+$122K	0.01%	879
2020 Q2	$1.86M	Buy	179,775 +20,867	+13%	+$209K	0.01%	904
2020 Q1	$1.55M	Sell	158,908 -7,905	-5%	-$92.2K	0.02%	899
2019 Q4	$2.01M	Buy	166,813 +45,542	+38%	+$543K	0.02%	1042
2019 Q3	$1.45M	Buy	121,271 +7,877	+7%	+$92.4K	0.01%	1143
2019 Q2	$1.32M	Sell	113,394 -7,625	-6%	-$87.1K	0.01%	1223
2019 Q1	$1.45M	Buy	121,019 +4,682	+4%	+$54.2K	0.01%	1213
2018 Q4	$1.22M	Sell	116,337 -12,068	-9%	-$131K	0.01%	1295
2018 Q3	$1.48M	Sell	128,405 -2,819	-2%	-$31.3K	0.01%	1418
2018 Q2	$1.39M	Sell	131,224 -71,536	-35%	-$757K	0.01%	1457
2018 Q1	$2.18M	Sell	202,760 -11,788	-5%	-$131K	0.01%	1570
2017 Q4	$2.58M	Sell	214,548 -82,932	-28%	-$1.01M	0.01%	1482
2017 Q3	$3.67M	Buy	297,480 +10,131	+4%	+$121K	0.01%	1244
2017 Q2	$3.36M	Sell	287,349 -20,970	-7%	-$245K	0.01%	1251
2017 Q1	$3.54M	Buy	308,319 +870	+0.3%	+$10.5K	0.01%	1235
2016 Q4	$3.68M	Sell	307,449 -32,868	-10%	-$412K	0.01%	1202
2016 Q3	$4.57M	Buy	340,317 +37,485	+12%	+$525K	0.01%	1063
2016 Q2	$4.36M	Buy	302,832 +27,946	+10%	+$387K	0.01%	1069
2016 Q1	$3.67M	Buy	274,886 +15,654	+6%	+$204K	0.01%	1164
2015 Q4	$3.2M	Buy	259,232 +5,567	+2%	+$67.4K	0.01%	1285
2015 Q3	$3.02M	Buy	253,665 +16,460	+7%	+$197K	0.01%	1313
2015 Q2	$2.79M	Buy	237,205 +33,789	+17%	+$415K	0.01%	1515
2015 Q1	$2.54M	Buy	203,416 +17,331	+9%	+$217K	0.01%	1583
2014 Q4	$2.27M	Buy	186,085 +21,604	+13%	+$256K	0.01%	1637
2014 Q3	$1.86M	Buy	164,481 +10,156	+7%	+$117K	﹤0.01%	1816
2014 Q2	$1.78M	Sell	154,325 -3,414	-2%	-$39.8K	﹤0.01%	1910
2014 Q1	$1.79M	Buy	157,739 +15,470	+11%	+$171K	0.01%	1872
2013 Q4	$1.46M	Buy	142,269 +37,184	+35%	+$393K	﹤0.01%	2016
2013 Q3	$1.19M	Buy	105,085 +17,583	+20%	+$189K	﹤0.01%	1995
2013 Q2	$998K	Buy	+87,502	New	+$1.1M	﹤0.01%	2039

Other funds holding PNI

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

LSC

Logan Stone Capital Chicago, Illinois $360M AUM 9.71% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

CEFA

Closed-End Fund Advisors Richmond, Virginia $98.3M AUM