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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
STK
1901
Columbia Seligman Premium Technology Growth Fund
STK
$910M
| $1.72M | 0.01% |
119,131
+49,399
| +71% | +$715K |
|
|
ETO
1902
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$515M
| $1.71M | 0.01% |
69,894
-36,388
| -34% | -$867K |
|
1903
Wolverine World Wide
WWW
$1.56B
| $1.71M | 0.01% |
50,417
+42,447
| +533% | +$1.31M |
|
|
RT
1904
DELISTED
Ruby Tuesday Georgia
RT
| $1.71M | 0.01% |
246,888
-7,892
| -3% | -$52.2K |
|
|
ROIC
1905
DELISTED
Retail Opportunity Investments Corp.
ROIC
| $1.71M | 0.01% |
116,161
-11,856
| -9% | -$172K |
|
|
PSUN
1906
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
| $1.7M | 0.01% |
504,336
-218,457
| -30% | -$639K |
|
1907
KRONOS Worldwide
KRO
$947M
| $1.7M | 0.01% |
89,361
+76,700
| +606% | +$1.21M |
|
1908
Factset
FDS
$9.77B
| $1.7M | 0.01% |
15,646
+5,095
| +48% | +$565K |
|
1909
Timken Company
TKR
$8.92B
| $1.7M | 0.01% |
43,050
-222,925
| -84% | -$8.7M |
|
1910
Interparfums
IPAR
$3.81B
| $1.7M | 0.01% |
47,382
+24,483
| +107% | +$842K |
|
|
JTP
1911
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
| $1.7M | 0.01% |
220,471
-56,988
| -21% | -$434K |
|
1912
Nuveen California Municipal Value Fund
NCA
$299M
| $1.68M | 0.01% |
183,069
+77,116
| +73% | +$707K |
|
|
DCP
1913
DELISTED
DCP Midstream, LP
DCP
| $1.68M | 0.01% |
33,322
+11,996
| +56% | +$577K |
|
|
EROC
1914
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
| $1.68M | 0.01% |
281,881
-33,600
| -11% | -$209K |
|
1915
Casey's General Stores
CASY
$30.8B
| $1.68M | 0.01% |
23,853
-12,635
| -35% | -$925K |
|
1916
Louisiana-Pacific
LPX
$5.3B
| $1.68M | 0.01% |
90,512
-389,915
| -81% | -$6.63M |
|
|
MWIV
1917
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
| $1.68M | 0.01% |
9,823
-2,254
| -19% | -$374K |
|
|
HEP
1918
DELISTED
Holly Energy Partners, L.P.
HEP
| $1.67M | 0.01% |
51,732
+18,156
| +54% | +$577K |
|
1919
Northern Oil and Gas
NOG
$2.21B
| $1.67M | 0.01% |
11,082
+653
| +6% | +$103K |
|
1920
SEI Investments
SEIC
$12.6B
| $1.67M | 0.01% |
47,938
+28,722
| +149% | +$955K |
|
|
CKH
1921
DELISTED
Seacor Holdings Inc.
CKH
| $1.66M | 0.01% |
18,867
+11,410
| +153% | +$1.03M |
|
|
CNW
1922
DELISTED
CON-WAY INC.
CNW
| $1.66M | 0.01% |
41,841
-49,418
| -54% | -$2.07M |
|
1923
Yelp
YELP
$1.38B
| $1.66M | 0.01% |
24,006
+14,091
| +142% | +$933K |
|
1924
Lazard
LAZ
$4.22B
| $1.66M | 0.01% |
36,504
+21,206
| +139% | +$859K |
|
|
THS
1925
DELISTED
Treehouse Foods
THS
| $1.66M | 0.01% |
24,009
-4,924
| -17% | -$346K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.