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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
COR
1826
DELISTED
Coresite Realty Corporation
COR
| $1.92M | 0.01% |
59,511
+18,107
| +44% | +$576K |
|
1827
Century Aluminum
CENX
$4.55B
| $1.92M | 0.01% |
183,116
+104,428
| +133% | +$931K |
|
|
CHU
1828
DELISTED
China Unicom (HONG KONG) Limited
CHU
| $1.91M | 0.01% |
126,959
-59,865
| -32% | -$939K |
|
1829
Synaptics
SYNA
$3.99B
| $1.91M | 0.01% |
36,873
+30,913
| +519% | +$1.52M |
|
|
KHI
1830
DELISTED
Deutsche High Income Trust
KHI
| $1.91M | 0.01% |
209,016
-29,610
| -12% | -$270K |
|
|
BCV
1831
Bancroft Fund
BCV
$137M
| $1.91M | 0.01% |
102,494
-7,819
| -7% | -$143K |
|
|
NSH
1832
DELISTED
NuStar GP Holdings LLC
NSH
| $1.91M | 0.01% |
67,904
+41,542
| +158% | +$1.1M |
|
|
ICB
1833
DELISTED
Morgan Stanley Income Sec. Inc
ICB
| $1.91M | 0.01% |
113,265
-73,578
| -39% | -$1.23M |
|
|
CAS
1834
DELISTED
A M Castle & Co
CAS
| $1.91M | 0.01% |
129,037
+51,599
| +67% | +$750K |
|
1835
BlackRock Debt Strategies Fund
DSU
$595M
| $1.91M | 0.01% |
159,127
+124,087
| +354% | +$1.49M |
|
|
PTR
1836
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
| $1.91M | 0.01% |
17,357
-63,649
| -79% | -$7.28M |
|
|
MR
1837
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
| $1.9M | 0.01% |
52,326
-1,440
| -3% | -$56K |
|
|
CTXS
1838
CALL
DELISTED
Citrix Systems Inc
CTXS
| $1.9M | 0.01% |
+37,674
| New | +$1.79M |
|
1839
Applied Optoelectronics
AAOI
$9.97B
| $1.89M | 0.01% |
+126,033
| New | +$1.61M |
|
1840
Compañía de Cervecerías Unidas
CCU
$2.21B
| $1.89M | 0.01% |
78,387
+17,250
| +28% | +$437K |
|
1841
DMC Global
BOOM
$154M
| $1.89M | 0.01% |
86,806
-8,597
| -9% | -$190K |
|
|
EVG
1842
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
| $1.89M | 0.01% |
123,498
-39,537
| -24% | -$604K |
|
|
SFG
1843
DELISTED
STANCORP FINL GRP
SFG
| $1.89M | 0.01% |
28,455
-24,846
| -47% | -$1.53M |
|
1844
Winnebago Industries
WGO
$885M
| $1.88M | 0.01% |
68,628
-39,661
| -37% | -$1.15M |
|
|
NXK
1845
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
| $1.88M | 0.01% |
150,320
-17,286
| -10% | -$215K |
|
1846
Cabot Corp
CBT
$4.52B
| $1.88M | 0.01% |
36,598
+13,424
| +58% | +$635K |
|
1847
Axos Financial
AX
$5.78B
| $1.88M | 0.01% |
95,616
-3,552
| -4% | -$63.9K |
|
1848
Regis Corp
RGS
$71.9M
| $1.87M | 0.01% |
6,455
+4,829
| +297% | +$1.45M |
|
|
TXI
1849
DELISTED
TEXAS INDUSTRIES INC
TXI
| $1.87M | 0.01% |
27,114
+11,680
| +76% | +$687K |
|
1850
SPX Corp
SPXC
$10.7B
| $1.87M | 0.01% |
74,500
+43,129
| +137% | +$991K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.