Guggenheim Capital’s China Unicom (HONG KONG) Limited CHU Stock Holding History

Guggenheim Capital’s Portfolio CHU Stock Details CHU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-143,618	Closed	-$1.83M	–	3200
2015 Q3	$1.83M	Buy	143,618 +15,655	+12%	+$214K	0.01%	1655
2015 Q2	$2.01M	Sell	127,963 -27,506	-18%	-$482K	0.01%	1767
2015 Q1	$2.37M	Buy	155,469 +10,207	+7%	+$159K	0.01%	1635
2014 Q4	$1.95M	Buy	145,262 +5,580	+4%	+$80.4K	﹤0.01%	1750
2014 Q3	$2.1M	Buy	139,682 +36,127	+35%	+$603K	0.01%	1741
2014 Q2	$1.59M	Sell	103,555 -3,451	-3%	-$50.7K	﹤0.01%	1982
2014 Q1	$1.41M	Sell	107,006 -19,953	-16%	-$262K	﹤0.01%	2030
2013 Q4	$1.91M	Sell	126,959 -59,865	-32%	-$939K	0.01%	1829
2013 Q3	$2.88M	Sell	186,824 -5,102	-3%	-$76.3K	0.01%	1380
2013 Q2	$2.52M	Buy	+191,926	New	+$2.63M	0.01%	1382

Other funds holding CHU

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

NMC

Nine Masts Capital Central, Hong Kong $693M AUM 31.93% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Guggenheim Capital's CHU Position: Q4 2015 in Review

Guggenheim Capital sold out of China Unicom (HONG KONG) Limited (CHU) in Q4 2015, closing a stake of 143,618 shares — an estimated $1.83M sold.

Guggenheim Capital first reported a position in CHU in Q2 2013 and held it in 10 quarters. The position peaked at $2.88M in Q3 2013. 89 funds tracked by Wall St. Rank hold CHU as of Q4 2015.

Guggenheim Capital reported no remaining China Unicom (HONG KONG) Limited position as of Q4 2015 after selling out during the quarter.
Guggenheim Capital sold 143,618 China Unicom (HONG KONG) Limited shares in Q4 2015, an estimated $1.83M.
Guggenheim Capital first reported a position in China Unicom (HONG KONG) Limited in Q2 2013 and held it in 10 quarters.
Guggenheim Capital's China Unicom (HONG KONG) Limited position peaked at $2.88M in Q3 2013.
89 funds tracked by Wall St. Rank held China Unicom (HONG KONG) Limited as of Q4 2015.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.