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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIB icon
1801
Grupo Cibest SA
CIB
$21.4B
$1.54M 0.01%
26,802
+4,728
+21% +$269K
TXRH icon
1802
Texas Roadhouse
TXRH
$13.7B
$1.54M 0.01%
58,718
+3,141
+6% +$79K
WBMD
1803
DELISTED
WebMD Health Corp.
WBMD
$1.54M 0.01%
53,927
+13,597
+34% +$424K
KFN
1804
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$1.54M 0.01%
148,974
-6,357
-4% -$66.5K
IDA icon
1805
Idacorp
IDA
$8.15B
$1.53M 0.01%
31,696
-80,873
-72% -$4.02M
FWLT
1806
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$1.53M 0.01%
57,852
-77,148
-57% -$1.8M
AAT
1807
American Assets Trust
AAT
$1.38B
$1.53M 0.01%
+50,245
New +$1.59M
TEF
1808
DELISTED
Telefonica
TEF
$1.53M 0.01%
134,850
-41,228
-23% -$426K
EE
1809
DELISTED
El Paso Electric Company
EE
$1.53M 0.01%
45,870
+3,332
+8% +$119K
GDL
1810
GDL Fund
GDL
$92.1M
$1.53M 0.01%
135,615
+48,659
+56% +$556K
WBS icon
1811
Webster Financial
WBS
$12.8B
$1.53M 0.01%
59,880
+3,117
+5% +$83K
ASIA
1812
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
$1.53M 0.01%
132,483
+10,835
+9% +$125K
CWCO icon
1813
Consolidated Water Co
CWCO
$479M
$1.52M 0.01%
101,584
+7,310
+8% +$93.4K
CXH
1814
DELISTED
MFS Investment Grade Municipal Trust
CXH
$1.52M 0.01%
174,546
-37,612
-18% -$327K
MSGS icon
1815
Madison Square Garden
MSGS
$9.43B
$1.52M 0.01%
36,683
+14,910
+68% +$627K
FRED
1816
DELISTED
Fred's Inc
FRED
$1.51M 0.01%
96,786
+8,445
+10% +$140K
SPLB icon
1817
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.16B
$1.51M 0.01%
61,449
+18,271
+42% +$450K
EA icon
1818
PUT
Electronic Arts
EA
$1.51M 0.01%
+58,300
New +$1.51M
ASB icon
1819
Associated Banc-Corp
ASB
$5.88B
$1.51M 0.01%
97,616
+30,852
+46% +$508K
UAN icon
1820
CVR Partners
UAN
$1.34B
$1.51M 0.01%
8,532
-2,581
-23% -$523K
EMD
1821
Western Asset Emerging Markets Debt Fund
EMD
$616M
$1.51M 0.01%
83,990
-54,539
-39% -$959K
NOG icon
1822
Northern Oil and Gas
NOG
$2.21B
$1.5M 0.01%
10,429
-110
-1% -$14.7K
RIO icon
1823
Rio Tinto
RIO
$162B
$1.5M 0.01%
30,830
+4,461
+17% +$208K
XLB icon
1824
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
$1.5M 0.01%
71,400
-540,000
-88% -$11M
MRCY icon
1825
Mercury Systems
MRCY
$6.53B
$1.5M 0.01%
150,012
-77,945
-34% -$739K
71 72
73
74 75

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.